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Factsheet
5MLD Registration
Guidance for cryptoasset firms looking to comply with MLRs and get registered by the FCA. Find out more »
22 April 2020 David Rodriguez
Factsheet

FCA Licence Options for e-money Firms

Guidance for firms looking to understand and apply for an e-Money license. Find out more »
15 April 2020 James Borley
Factsheet

FCA Licence Options for Payment Service ...

Guidance for Payment Services Providers looking to understand licence types and fees. Find out more »
15 April 2020 James Borley
Factsheet

Payments Compliance Factsheet

Payment Services Compliance Checklist to help firms understand and meet their FCA compliance obligat... Find out more »
15 April 2020 James Borley
Factsheet

Corporate Finance - Do I Need Permission...

Find out what the requirements are when dealing with both professional and retail clients. Find out more »
6 March 2020 Gary Paulus
Factsheet

Multilateral Trading Facilities

Understand the regulatory application requirements in place for MTFs seeking FCA Authorisation. Find out more »
6 March 2020 Kumar Ved
Factsheet

FCA Licence Options for Fintechs

Guidance for fintechs thinking of applying for a UK financial services licence. Find out more »
8 April 2019 Kumar Ved
Factsheet

Mind and Management

Guidance on two areas the FCA consider as part of their decision whether or not to authorise a firm. Find out more »
25 September 2018 Ben Mason
Factsheet

FCA Licence Options for Investment Firms

Information to assist investment firms planning on applying for FCA Authorisation. Find out more »
14 August 2018 Kumar Ved
Factsheet

Bank Application Overview

A summary of the application process for a UK Banking Licence. Find out more »
7 August 2018 Ben Mason
Factsheet

Appointed Representatives Checklist

Our checklist summarises the key FCA expectations in relation to Appointed Representatives. Find out more »
19 July 2018 Terry Norris

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