Mind and Management

Posted on: 25 September 2018

Written by: Ben Mason

Resources Factsheets Mind and Management

'Mind and management' - the key things to consider

The FCA have confirmed that they consider these areas as part of their decision on whether or not to authorise a firm. This factsheet outlines the guidance to meet the FCA Mind and Management considerations

Click here to access factsheet

BM web size v1

Ben Mason

Ben was Chief Executive Officer of Compliancy Services for more than 10 years ahead of its transition into Cosegic.

Contact Ben

Related resources

All resources
iStock 1181983763 Event
24 April 2024

Webinar: Immediate Consumer Duty priorities and how to achieve customer understanding

iStock 1145755328 Article
16 April 2024

Which regulatory areas does the FCA’s “Dear CEO” letter on supervisory strategy for asset managers and alternatives specifically target?

iStock 1166187829 Article
26 March 2024

Does the FCA consultation on enforcement signal a more aggressive approach?

faris mohammed j4df6 DS3II unsplash v2 Article
25 March 2024

GAP Insurance – What is the current state of affairs?