Award winning compliance consultancy and RegTech services

   

Achieve FCA Authorisation

Incentives to help the brave and the bold during these uncertain COVID-19 times

FCA Authorisation

SMCR Software

Keep your SMCR on track with our software application

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CORONAVIRUS (COVID 19)

Like our clients, we too have a business continuity plan which has been fully tested. This demonstrated the resilience of our systems and ability for staff to work remotely.  We, therefore, can confirm that we will continue to deliver our services and are committed to helping our clients through these difficult times.  Our team remains available on their usual telephone numbers or email addresses. 

We're one of the UK's leading providers of compliance consultancy and regtech services to firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority.

Our services help firms that provide regulated financial services to achieve authorisation, manage their regulatory obligations and empower their staff with focused compliance training. We interpret the regulations and provide practical, usable advice and solutions that work for your business and the regulator.

Specialist consultant led services minimising the regulatory burden and using technology to reduce the cost of compliance, provide transparency and traceability and deliver management information that enables more informed risk and compliance management decisions.

Compliance Services   Compliance Training

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FCA COMPLIANCE LEARNING

Customised training to help you meet your Financial Conduct Authority regulatory obligations. Practical, interactive, and effective e-learning. 

  1. Modern user experience
  2. Automated training management, minimising your admin burden
  3. Access courses from all nine of our training libraries
  4. Able to add your own courses, if required
  5. Customisable management reporting suite
  6. Dedicated support team
  7. Evidences your compliance
  8. Pricing options to suit SME's and larger firms
  9. Proven system, backed by 16 years of experience

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FINANCIAL INSTITUTION ONBOARDING SPECIALISTS

Award winning regtech enabled services for Banks, Crypto Assets, Fintechs, Fund Administrators, Payment Institutions and other organisations that onboard and undertake due diligence on firms that pose a regulatory compliance risk. 

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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

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SECTOR SPECIALISTS

We focus where we know we can make the greatest difference

Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptocurrency | FinTech | Insurance | Mortgages | Payment Services | Wealth Management

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