Award winning compliance consultancy and RegTech services
Capital markets
Compliancy Services bespoke service solutions for Capital Market firms
Find out moreSM&CR Support Services
Review of your SM&CR framework, Conduct Rules training and technology to help you manage your regime
Find out moreOUR SERVICES
Compliancy Services is one of the UK’s leading providers of compliance consultancy and regtech services. We help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.
FCA AUTHORISATION
Having successfully managed over 1,100 authorisations, we can help you avoid pitfalls and delays with your FCA application.
TRAINING
E-learning, classroom training and board briefings to help regulated firms meet their FCA Training and Competence obligations.
CONSULTANCY
We can help you manage your compliance day-to-day, or provide specialist compliance healthcheck services or 'deep dive' reviews.
MANAGING COMPLIANCE
We support hundreds of firms by managing their compliance day-to-day, offering specialist skills or filling resource gaps.
FINANCIAL CRIME
Audit and customer due diligence services, particularly in Banking, Payment Services, e-Money and Crypto Asset sectors.
SMCR
Bespoke consultancy services, Conduct Rules training, and our proprietary SMCR software application.
SECTOR SPECIALISTS
We focus where we know we can make the greatest difference
Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptocurrency | FinTech | Insurance | Mortgages | Payment Services | Wealth Management
LATEST RESOURCES
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Why Compliancy Services?
Reliable Compliance Partner
Peer Learning
Dedicated, Specialist Team
OUR TEAM
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.
