Award winning compliance consultancy and RegTech services

Achieve FCA Authorisation

Avoid pitfalls and delays with your FCA authorisation application

FCA Authorisation

Cryptocurrency Seminar

What you need to know about regulation, 10th October 2018

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We're one of the UK's leading providers of compliance consultancy and regtech services to firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority.

Our services help firms that provide regulated financial services to achieve authorisation, manage their regulatory obligations and empower their staff with focused compliance training. We interpret the regulations and provide practical, usable advice and solutions that work for your business and the regulator.

Specialist consultant led services minimising the regulatory burden and using technology to reduce the cost of compliance, provide transparency and traceability and deliver management information that enables more informed risk and compliance management decisions.

Compliance Regtech More about us

Assessing PSD2 and MLR 2017 Compliance

FINANCIAL INSTITUTION ON-BOARDING SPECIALISTS

Our RegTech enabled service combines subject matter expertise and technology to help you reduce compliance costs and improve data collation, reporting and analytics in the execution of due diligence on third party firms that may pose a regulatory compliance risk.

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Explore current compliance topics

Brexit

We can help UK and EEA firms consider their Brexit strategy and offer award winning FCA authorisation services should EEA firms have to be directly authorised

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Fifth Money Laundering Directive

5MLD introduces a number of enhancements which strengthen financial crime regulation and for the first time brings cryptocurrency firms into scope

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PSD2

PSD2 has significant reporting and notification requirements, strict ongoing regulatory obligations and mandatory annual audits, some of which require independent verification.

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SMCR

Solo regulated firms which are currently regulated under our Approved Persons Regime will need to implement The Senior Managers and Certification Regime by 9 December 2019

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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.

Meet our team

SECTOR SPECIALISTS

We focus where we know we can make the greatest difference

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