Award winning Compliance consultancy and RegTech services

Capital markets

Compliancy Services bespoke service solutions for Capital Market firms

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SM&CR Support Services

Review of your SM&CR framework, Conduct Rules training and technology to help you manage your regime

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OUR SERVICES

Compliancy Services is one of the UK’s leading providers of compliance consultancy and regtech services. We help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.

We focus these services in sectors where we know we can make the greatest difference: 

Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptoassets | Fintech | Insurance | Mortgages | Payment Services | Wealth Management.

FCA AUTHORISATION

Having successfully managed over 1,100 authorisations, we can help you avoid pitfalls and delays with your FCA application.

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TRAINING

E-learning, classroom training and board briefings to help regulated firms meet their FCA Training and Competence obligations.

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CONSULTANCY

We can help you manage your compliance day-to-day, or provide specialist compliance healthcheck services or 'deep dive' reviews.

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MANAGING COMPLIANCE 

We support hundreds of firms by managing their compliance day-to-day, offering specialist skills or filling resource gaps.

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FINANCIAL CRIME

Audit and customer due diligence services, particularly in Banking, Payment Services, e-Money and Crypto Asset sectors.

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SMCR

Bespoke consultancy services, Conduct Rules training, and our proprietary SMCR software application.

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Why Compliancy Services?

Reliable Compliance Partner

Being a compliance partner means that we take the time to understand your business, your team, structure and plans.

Peer Learning

You benefit from the knowledge, experience and insight we gain working with many other firms in your sector.

Dedicated, Specialist Team

A team of regulatory compliance specialists that are knowledgeable in your sector and have a reputation for providing a high quality and responsive service that minimises your regulatory burden.

Prudential Services

All firms have to meet and maintain required capital requirements according to their regulatory permissions. Mis-interpreting the regulations or having inadequate processes can lead to costly errors. Our team of highly experienced accountants and compliance consultants handle reporting for a large number of clients.

Modular Service Options

A tailored service solution designed to meet your regulatory obligations, mitigate regulatory risks and which will support your firm as it evolves and grows.

Client Portal

Clients enjoy access to My Compliance Centre as a free extension of their service. It offers a gateway into other regtech applications for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and relevant regulatory developments.

LATEST RESOURCES

More Resources »
Event
Payment Services: Building Operational Resilience
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Article
Payment Services: The Safeguarding Challenge For FX Firms
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Event
How to get authorised by the Financial Conduct Authority
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Article
Increased Demand for Services Fuels Fourth Additional Consultant Recruitment in Four Months
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Article
Summary of FCA Consultation Paper CP21/3
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Response to FCA Consultation Paper CP20/22
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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team