Award winning compliance consultancy and RegTech services

SMCR

SMCR software system, toolkit and consultancy services

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Safeguarding Review

Helping PSPs complete the FCA Attestation on time, with confidence

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We're one of the UK's leading providers of compliance consultancy and regtech services to firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority.

Our services help firms that provide regulated financial services to achieve authorisation, manage their regulatory obligations and empower their staff with focused compliance training. We interpret the regulations and provide practical, usable advice and solutions that work for your business and the regulator.

Specialist consultant led services minimising the regulatory burden and using technology to reduce the cost of compliance, provide transparency and traceability and deliver management information that enables more informed risk and compliance management decisions.

Compliance Services Regtech Services

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FINANCIAL INSTITUTION ONBOARDING SPECIALISTS

Award winning regtech enabled services for Banks, Crypto Assets, Fintechs, Fund Administrators, Payment Institutions and other organisations that onboard and undertake due diligence on firms that pose a regulatory compliance risk.

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AWARD WINNING REGTECH SERVICES

At the Compliance Register Platinum Awards 2019 we were delighted to be recognised as the "Most Innovative FinTech/RegTech Firm”.

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Explore current compliance topics

Brexit

We can help UK and EEA firms consider their Brexit strategy and offer award winning FCA authorisation services should EEA firms have to be directly authorised

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Cryptocurrency Regulation

So far most activity in Bitcoin – and the many other cryptocurrencies that have been founded in its wake – has been unregulated. But that situation is about to change

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FCA Sandbox

Compliancy Services has experience helping firms apply for and navigate the FCA Sandbox

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Fifth Money Laundering Directive

5MLD introduces a number of enhancements which strengthen financial crime regulation and for the first time brings cryptocurrency firms into scope

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Green FinTech

We can help firms prepare their Green FinTech Challenge application and navigate through to successful authorisation

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PSD2

PSD2 has significant reporting and notification requirements, strict ongoing regulatory obligations and mandatory annual audits, some of which require independent verification

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Safeguarding

Our Safeguarding Review Service ensures that Payment Service Providers can complete the Financial Conduct Authority's Safeguarding Attestation with confidence and to meet the 31 July 2019 deadline

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SMCR

Solo regulated firms which are currently regulated under our Approved Persons Regime will need to implement The Senior Managers and Certification Regime by 9 December 2019

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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.

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SECTOR SPECIALISTS

We focus where we know we can make the greatest difference

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