Award winning compliance consultancy and RegTech services

   

Capital markets

Compliancy Services launch service solutions for Capital Market firms

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Safeguarding Webinar

Helping firms understand the implications of the FCA 'Dear CEO' letter

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OUR SERVICES

Compliancy Services is one of the UK’s leading providers of compliance consultancy and regtech services. We help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.

FCA authorisation v2

FCA AUTHORISATION

Having successfully managed over 1,100 authorisations, we can help you avoid pitfalls and delays with your FCA application.

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FCA TRAINING AND COMPETENCE

TRAINING

E-learning, classroom training and board briefings to help regulated firms meet their FCA Training and Competence obligations.

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consultancy

CONSULTANCY

We can help you manage your compliance day-to-day, or provide specialist compliance healthcheck services or 'deep dive' reviews.

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MANAGING YOUR COMPLIANCE v2

MANAGING COMPLIANCE 

We support hundreds of firms by managing their compliance day-to-day, offering specialist skills or filling resource gaps.

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FINANCIAL CRIME

FINANCIAL CRIME

Audit and customer due diligence services, particularly in Banking, Payment Services, e-Money and Crypto Asset sectors.

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SMRC

SMCR

Bespoke consultancy services, Conduct Rules training, and our proprietary SMCR software application.

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SECTOR SPECIALISTS

We focus where we know we can make the greatest difference

Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptocurrency | FinTech | Insurance | Mortgages | Payment Services | Wealth Management

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Why Compliancy Services?

Reliable Compliance Partner

Being a compliance partner means that we take the time to understand your business, your team, structure and plans.

Peer Learning

You benefit from the knowledge, experience and insight we gain working with many other firms in your sector.

Dedicated, Specialist Team

A team of regulatory compliance specialists that are knowledgeable in your sector and have a reputation for providing a high quality and responsive service that minimises your regulatory burden.

Modular Service Options

A tailored service solution designed to meet your regulatory obligations, mitigate regulatory risks and which will support your firm as it evolves and grows.

Client Portal

Our unique Compliance Select client portal provides you with a gateway to our other regtech platforms for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and relevant regulatory developments.

OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

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