Our award winning services help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.

Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for your business and the regulator. It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to your business.

By using our proprietary online client portal, Compliance Select, you get access to regtech apps and time saving features that include your compliance monitoring plan, document library and management, automated task reminders, compliance registers and summaries of regulatory changes that affect your business.

It’s a proven formula, we’ve successfully managed more than 1,100 new FCA applications and over 600 firms rely on our ongoing compliance support and guidance.

Compliance services   Compliance Training

INFORMING ACTION. INSPIRING CONFIDENCE. TOGETHER.

High standard 500px

High Standards

Pull together v2

Pull Together

Make it happen

Make it Happen

Never settle

Never Settle

learn about our values

OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team

Why Compliancy Services?

Reliable Compliance Partner

Being a compliance partner means that we take the time to understand your business, your team, structure and plans.

Peer Learning

You benefit from the knowledge, experience and insight we gain working with many other firms in your sector.

Dedicated, Specialist Team

A team of regulatory compliance specialists that are knowledgeable in your sector and have a reputation for providing a high quality and responsive service that minimises your regulatory burden.

Modular Service Options

A tailored service solution designed to meet your regulatory obligations, mitigate regulatory risks and which will support your firm as it evolves and grows.

Client Portal

Our unique Compliance Select client portal provides you with a gateway to our other regtech platforms for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and relevant regulatory developments.

WHAT OUR CLIENTS SAY

The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo. 

See our client testimonials

Thank you for the first-class service. You have a fantastic and very professional team. We will be recommending Compliancy Services”

Angus Jack
North Capital