Our award winning services help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.
Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for your business and the regulator. It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to your business.
By using our proprietary online client portal, Compliance Select, you get access to regtech apps and time saving features that include your compliance monitoring plan, document library and management, automated task reminders, compliance registers and summaries of regulatory changes that affect your business.
It’s a proven formula, we’ve successfully managed more than 1,100 new FCA applications and over 600 firms rely on our ongoing compliance support and guidance.
INFORMING ACTION. INSPIRING CONFIDENCE. TOGETHER.
OUR TEAM
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.
Why Compliancy Services?
Reliable Compliance Partner
Peer Learning
Dedicated, Specialist Team
Prudential Services
WHAT OUR CLIENTS SAY
The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo.
Thank you for the first-class service. You have a fantastic and very professional team. We will be recommending Compliancy Services”