Our services help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.

Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for your business and the regulator.

It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to your business.

 

Underpinning and enhancing our service is My Compliance Centre™, our online regtech solution that has been specifically designed for firms that offer regulated financial services. As a client you enjoy access to My Compliance Centre as a free extension of your service.

My Compliance Centre offers a gateway into other regtech applications for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and summaries of relevant regulatory developments.

It’s a proven formula, we’ve successfully managed more than 1,100 new FCA applications and over 600 firms rely on our ongoing compliance support and guidance.

Compliance services   Compliance Training

Why Compliancy Services?

Reliable Compliance Partner

Being a compliance partner means that we take the time to understand your business, your team, structure and plans.

Peer Learning

You benefit from the knowledge, experience and insight we gain working with many other firms in your sector.

Dedicated, Specialist Team

A team of regulatory compliance specialists that are knowledgeable in your sector and have a reputation for providing a high quality and responsive service that minimises your regulatory burden.

Prudential Services

All firms have to meet and maintain required capital requirements according to their regulatory permissions. Mis-interpreting the regulations or having inadequate processes can lead to costly errors. Our team of highly experienced accountants and compliance consultants handle reporting for a large number of clients.

Modular Service Options

A tailored service solution designed to meet your regulatory obligations, mitigate regulatory risks and which will support your firm as it evolves and grows.

Client Portal

Clients enjoy access to My Compliance Centre as a free extension of their service. It offers a gateway into other regtech applications for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and relevant regulatory developments.

OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team

INFORMING ACTION. INSPIRING CONFIDENCE. TOGETHER.

High Standards

Pull Together

Make it Happen

Never Settle

learn about our values