Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.
What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience we offer an outstanding service, interpreting the regulations, providing practical, usable advice and solutions that work for your business and the regulator - and ensuring that compliance makes a positive contribution to your business.
Specialist consultant led services helping to minimise the regulatory burden and using technology to reduce the cost of compliance, provide transparency and traceability and deliver management information that enables more informed risk and compliance management decisions.
It's a proven formula, we've successfully managed more than 1,100 new FCA applications and over 800 firms rely on our ongoing compliance support and guidance.
SECTOR SPECIALISTS
We focus where we know we can make the greatest difference
Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptocurrency | FinTech | Insurance | Mortgages | Payment Services | Wealth Management
Assessing PSD2 and MLR 2017 Compliance
FINANCIAL INSTITUTION ON-BOARDING SPECIALISTS
Our RegTech enabled service combines subject matter expertise and technology to help you reduce compliance costs and improve data collation, reporting and analytics in the execution of due diligence on third party firms that may pose a regulatory compliance risk.
INFORMING ACTION. INSPIRING CONFIDENCE. TOGETHER.
WHAT OUR CLIENTS SAY
The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo.
Thank you for the first-class service. You have a fantastic and very professional team. We will be recommending Compliancy Services”