Our award winning services help firms that are regulated by the Financial Conduct Authority or the Prudential Regulation Authority to become authorised, manage their ongoing compliance and regulatory obligations and empower their staff with focused compliance training.

What makes us stand out is the skill and expertise of our team, which includes ex-regulators, industry practitioners and subject matter experts. Through the breadth and depth of their collective expertise and experience we offer an outstanding service, interpreting the regulations, providing practical, usable advice and solutions that work for your business and the regulator - and ensuring that compliance makes a positive contribution to your business.

Specialist consultant led services helping to minimise the regulatory burden and using technology to reduce the cost of compliance, provide transparency and traceability and deliver management information that enables more informed risk and compliance management decisions.

It's a proven formula, we've successfully managed more than 1,100 new FCA applications and over 800 firms rely on our ongoing compliance support and guidance.

Compliance services   Regtech solutions

SECTOR SPECIALISTS

We focus where we know we can make the greatest difference

Asset Management | Banking | Capital Markets | Claims Management | Consumer Credit | Cryptocurrency | FinTech | Insurance | Mortgages | Payment Services | Wealth Management

FIND OUT MORE

Assessing PSD2 and MLR 2017 Compliance

FINANCIAL INSTITUTION ON-BOARDING SPECIALISTS

Our RegTech enabled service combines subject matter expertise and technology to help you reduce compliance costs and improve data collation, reporting and analytics in the execution of due diligence on third party firms that may pose a regulatory compliance risk.

Find out more

INFORMING ACTION. INSPIRING CONFIDENCE. TOGETHER.

High standard 500px

High Standards

Pull together v2

Pull Together

Make it happen

Make it Happen

Never settle

Never Settle

learn about our values

WHAT OUR CLIENTS SAY

The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo. 

See our client testimonials

Thank you for the first-class service. You have a fantastic and very professional team. We will be recommending Compliancy Services”

Angus Jack
North Capital