Our services help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.
Our team of ex-regulators, industry practitioners and subject matter experts help to minimise the regulatory burden, offering practical, usable advice and solutions that work for your business and the regulator.
It’s through the breadth and depth of their collective expertise and experience that we provide an outstanding service and ensure that compliance makes a positive contribution to your business.
Underpinning and enhancing our service is our client portal that has been specifically designed for firms that offer regulated financial services. As a client you enjoy access to My Compliance Centre as a free extension of your service.
Our client portal offers a gateway into other regtech applications for e-learning and SM&CR, in addition to tools that help you manage your compliance; customisable document templates; and summaries of relevant regulatory developments.
It’s a proven formula, we’ve successfully managed more than 1,100 new FCA applications and over 600 firms rely on our ongoing compliance support and guidance.
Why Compliancy Services?
Reliable Compliance Partner
Peer Learning
Dedicated, Specialist Team
Prudential Services
OUR TEAM
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.
