OPTIONS TO SUIT YOUR INDIVIDUAL REQUIREMENTS AND BUDGET

Our service options allow you to select the support your require depending on your firms size, maturity and complexity and provides you with budgetary control and access to specialist support when you need it. We offer three defined packages as well as fully tailored services so you can just choose the features you need support with. 

  • Review - ideal for smaller firms or those wanting to manage the process themselves

  • Plus - for firms looking for more support and guidance 

  • Ultimate - for firms looking for full compliance and delivery support

SERVICE FEATURES REVIEW PLUS  ULTIMATE
Senior Manager Briefing
Project Plan  REVIEW 
Staff Mapping & Responsibilities    REVIEW  ✓ 
Conduct Rules Training Workshops  ✓   ✓  ✓ 
Compliany.GURU  ✓   ✓  ✓ 
SMCR Toolkit   ✓  ✓  ✓ 
Fitness & Propriety Checks      ✓ 
Specialist SMCR Compliance Support 3 HOURS  7 HOURS   
Project manage SMCR implementation including adapting the SMCR toolkit and providing specialist SMCR Compliance support to meet your firm's specific needs      ✓ 
Compliancy.SMCR - technology that efficiently supports the implementation and ongoing management  OPTIONAL OPTIONAL  OPTIONAL 

 

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EXAMPLES OF BESPOKE PACKAGES WE CAN PROVIDE

Below are examples of the most popular packages we've been providing to our clients to support their SMCR Implementation. 

Support
  • Access to our SMCR Toolkit, providing a suite of advisory guides and templated policies, registers and other documents that can be easily adapted for your firm
  • Board Briefing
  • Review of your project plan
  • Advice on the implementation process, steps to follow and critical success factors
  • Conduct Rules Training Workshop
Quickstart
  • Access to our SMCR Toolkit, providing a suite of advisory guides and templated policies, registers and other documents that can be easily adapted for your firm
  • One days consulting covering two of the following options:
    • Board Briefing
    • Review of your project plan
    • Advice on the implementation process, steps to follow and critical success factors
    • Conduct Rules Training Workshop
Assurance
  • SMCR specialists assess your SMCR implementation, reviewing your policies, procedures and governance. An independent review that gives you peace of mind and ensures that you are managing your ongoing obligations efficiently
  • Access to our SMCR Toolkit, providing a suite of advisory guides and templated policies, registers and other documents that can be easily adapted for your firm

WHY COMPLIANCY SERVICES?

Dedicated Specialist Team l Modular Service Options l On Demand Specialist SMCR Consultants l Comprehensive SMCR Toolkit l Provide Peer Learning l RegTech Enabled

SIX REASONS TO CHOOSE COMPLIANCY SERVICES