Assess and maintain competence and evidence training

Training and assessment

Delegates undertake online training and a test. A score of 80% or higher is required, otherwise they will have to re-take the test

Automated reminders

Once you assign the course delegates receive regular email reminders until it has been completed


Once delegates pass the test they receive a Certificate to acknowledge their achievement

Management reporting

Detailed audit trails, user records and competence reporting

White label option

Compliancy.Guru can be personalised for larger firms


Compliancy.Guru offers over 30 training courses to meet the needs of FCA regulated firms
  • Anti-Money Laundering and Counter Terrorist Financing Awareness
  • Appointed Representatives Responsibilities 
  • Approved Persons
  • Assisting Customers with Claims
  • Basic Insurance Principles
  • Bribery & Corruption
  • Compensation Act Awareness
  • Complaints Handling
  • Conduct of Business (for Investment Firms)
  • Conflicts of Interest
  • Data Protection, Confidentiality and Security 
  • Dealing and Managing
  • FCA Regulatory Environment
  • Financial Promotions
  • Fraud Awareness for Directors, Managers and Supervisors in Regulated Firms
  • Fraud Awareness for Regulated Firms
  • ICOBS (Insurance Conduct of Business Sourcebook)
  • ICOBS Financial Promotions
  • Introduction to Conduct of Business Requirements for Electronic Money Institutions
  • Introduction to Conduct of Business Requirements for Payment Services Firms
  • Introduction to FCA Regulations for Credit Related Firms
  • Introduction to FCA Regulations for Debt Management Firms
  • Introduction to FCA Regulations for Limited Permission Firm
  • Introduction to Payment Services Regulations 
  • Market Abuse
  • MCOBS (Mortgage Conduct of Business Sourcebook)
  • Mortgage Credit Directive
  • Principals and their Appointed Representatives
  • Senior Managers & Certification Regime
  • Supervision
  • Treating Customers Fairly
  • Vulnerable Persons


Discuss your compliance training requirements


Firms that require a higher-level, more in-depth training experience can book classroom training and workshops. These can cover changes in regulation, for example our PSD2 workshops were enjoyed by more than 100 firms, or important issues like AML and culture and ethics, where, more recently we ran a course for over 500 staff within a foreign-owned bank.

Find out more