News for April 2010

Broker banned for missing discrepancies

30 April 2010 at 16:37

A mortgage broker has been penalised by the Financial Services Authority (FSA) for submitting two mortgage applications but failing to notice "obvious discrepancies".  Read more

Director fined by FSA for system failings

30 April 2010 at 16:37

The director of a south London-based company has been fined £17,500 by the Financial Services Authority (FSA) for systems and controls failings.  Read more

FSA bans mortgage broker

30 April 2010 at 16:37

The Financial Services Authority (FSA) has announced that it has banned a mortgage broker from working in regulated financial services.  Read more

FSA asked to probe Uralchem flotation

29 April 2010 at 16:37

The Financial Services Authority has been asked to probe Russian fertiliser company Uralchem in relation to its £400 million London listing.  Read more

Lloyds and RBS named as banks in FSA probe

29 April 2010 at 16:37

Two banks have been named as being at the centre of the Financial Services Authority''s (FSA''s) probe into the mishandling of customer complaints.  Read more

Goldman Sachs meets FSA

29 April 2010 at 16:37

Executives from Goldman Sachs were set to meet representatives from the Financial Services Authority (FSA) today in relation to the regulator''s probe into the investment banking firm.  Read more

FSA charges ex hedge fund trader with insider dealing

28 April 2010 at 16:37

A former hedge fund trader has been charged by the Financial Services Authority (FSA) for conspiring to commit insider dealing.  Read more

FSA: Customer complaints 'must be dealt with'

28 April 2010 at 16:37

The Financial Services Authority (FSA) has warned financial organisations, and banks in particular, that customer complaints must be dealt with well and quickly.  Read more

FSA takes action against banks

28 April 2010 at 16:37

The Financial Services Authority (FSA) is taking action against five banks after finding weaknesses in their handling of customer complaints.  Read more

Is the FSA considering RDR decency tests?

27 April 2010 at 16:37

The Financial Services Authority (FSA) is considering a new ''decency test'', according to the latest reports.  Read more