Compliance Consultants
Compliancy Services are a specialist Consultancy offering practical advice, support and services, to FSA authorised firms. Our mission is simple:
“To become your most trusted professional adviser.”
We achieve this through our professionalism, expertise and integrity. Our clients range from Sole Traders to PLCs and come from a range of industries. 90% of our new business comes from customer referrals and we enjoy long term relationships with most clients.
Use our E-learning System to Manage your T&C
Our Training and Competence system is a powerful solution specifically designed to meet the FSA’s T&C requirements.
Want to find out more about being FSA Authorised?
Call us for a free, no obligation discussion about what is required to achieve FSA Authorisation.
Winterflood to appeal FSA fine
10th March 2010 at 17:16
An investment firm operating in London's financial district has filed an appeal against...
Buy-to-let mortgages 'need regulation'
10th March 2010 at 17:15
An expert has warned that regulation is necessary for the buy-to-let mortgage market,...
FSA extends PPI regulation consultation
10th March 2010 at 17:13
The Financial Services Authority (FSA) is to delay the measures planned to reform the...
FSA sends final notice to firm for not paying fees
09th March 2010 at 17:15
The Financial Services Authority (FSA) has sent Adam John Lucas, trading as People...
