News - Regulation Updates

If you would like to get regulation information about information updates then please subscribe to our newsletter which provides bimonthly updates regarding changes to regulation.

01 April 2015 at 11:28
Complaints relating to banking have increased despite a fall in the total number of complaints made to financial services firms, the Financial Conduct Authority (FCA) has revealed.
31 March 2015 at 16:35
Earlier this month, the Financial Conduct Authority (FCA) confirmed its approach to improving accountability in the banking sector.
27 March 2015 at 12:44
The Financial Conduct Authority (FCA) has published a discussion paper on how it might implement the recast Markets in Financial Instruments Directive (MiFID II).
26 March 2015 at 16:52
The Financial Conduct Authority (FCA) has announced plans to ban opt-out selling in financial services markets. 
25 March 2015 at 16:24
Financial crime has been added to the watch list of the Financial Conduct Authority (FCA) following a number of high-profile scandals that have shaken confidence in the financial sector.
20 March 2015 at 13:35
Some lenders are failing to put their customers at the heart of their mortgage lending strategies.
19 March 2015 at 16:55
The Financial Conduct Authority (FCA) has confirmed its approach to improving individual responsibility and accountability in the banking sector.
19 March 2015 at 16:49
IG Group Holdings has had discussions with the Financial Conduct Authority (FCA) over how the trading platform handled the Swiss franc's surge on January 15th.
13 March 2015 at 13:12
More needs to be done to raise awareness of the Current Account Switching Service (CASS) and boost consumer confidence in it, the Financial Conduct Authority (FCA) has found.
12 March 2015 at 15:46
Some pensioners will behave irresponsibly when the new freedoms are introduced next month, according to the Financial Conduct Authority (FCA).

Compliancy Services Ltd
  • New Broad Street House
  • 35 New Broad Street
  • London EC2M 1NH

  • Registered in the UK
  • Company No. 04954156
 
 

The registered office of Compliancy Services Ltd is 69 Hermitage Road, Hitchin Hertfordshire SG5 1DB