News - Regulation Updates

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03 March 2015 at 13:30
The Financial Conduct Authority (FCA) has confirmed final rules requiring firms operating workplace pension schemes to implement a charge cap for default funds used for automatic enrolment.
02 March 2015 at 15:16
The Financial Conduct Authority (FCA) and the Department for Work and Pensions (DWP) have published a joint call for evidence on the disclosure of transaction cost information for workplace pension schemes.
27 February 2015 at 15:21
The Financial Conduct Authority (FCA) has published rules outlining the warnings firms will need to give to individuals accessing their pension pots from April 6th.
26 February 2015 at 16:45
The Financial Conduct Authority (FCA) has suggested advisers should decide on a "case-by-case basis" whether or not to turn away clients insisting on a course of action that defies a recommendation given in relation to their pension post-April.
26 February 2015 at 16:02
Last week, the Financial Conduct Authority (FCA) announced it would investigate claims that HSBC had helped wealthy clients avoid paying millions of pounds worth of tax.
25 February 2015 at 16:28
The Financial Conduct Authority (FCA) has published its findings from a thematic review carried out into asset management firms and the risk of market abuse.
25 February 2015 at 13:12
Non-Executive Directors (non-execs) with specific responsibilities are to come under the new Senior Managers Regime (SMR), the Financial Conduct Authority (FCA) and Prudential Regulation Authority have confirmed.
23 February 2015 at 16:37
The Financial Conduct Authority (FCA) has challenged firms to review their approach to consumer vulnerability, calling for them to introduce more inclusive policies.
20 February 2015 at 16:38
The Financial Conduct Authority (FCA) has revealed it will look into allegations that HSBC helped wealthy clients avoid paying millions of pounds worth of tax.
19 February 2015 at 12:43
A wholesale market study of investment and corporate banking is to be conducted by the Financial Conduct Authority (FCA) to gauge the state of competition in the sector.

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