News - Regulation Updates

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26 June 2015 at 12:29
New remuneration rules have been published by the Financial Conduct Authority (FCA) and the Prudential Regulation Authority (PRA), aimed at further aligning risk and reward in the banking sector.
26 June 2015 at 11:00
The Financial Conduct Authority (FCA) is calling on financial services firms to devise innovative methods of communication to boost outcomes for consumers.
16 June 2015 at 11:59
The Financial Conduct Authority (FCA) is to hold a briefing for professional advisors to discuss the Senior Managers and Certification Regime and new Conduct Rules.
15 June 2015 at 11:53
Financial watchdogs in Hong Kong, the UK and the US are targeting fewer, high-profile cases and imposing larger fines in a bid to deter wrongdoing.
09 June 2015 at 13:10
The Financial Conduct Authority (FCA) has published new guidance for pension advisors, clarifying how they should deal with insistent clients.
08 June 2015 at 12:23
The Financial Conduct Authority (FCA) has recruited the Hong Kong director of markets enforcement as it implements the next stage of the new strategic approach set out last December.
04 June 2015 at 13:36
"Big questions" still need to be answered before determining whether asset managers pose a threat to the global financial system, according to the head of the Financial Conduct Authority (FCA).
02 June 2015 at 15:11
Firms in the general insurance market are being urged to improve due diligence and outsourcing arrangements by the Financial Conduct Authority (FCA).
29 May 2015 at 13:07
The Financial Conduct Authority (FCA) could become responsible for binary options trading, under new government proposals.
28 May 2015 at 16:28
The Financial Conduct Authority's (FCA's) approach to regulation has recently been shaped by behavioural economics, which has made significant strides in explaining aspects of human behaviour not accounted for by traditional economic models.

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