Our friendly and awarding winning team are ready to help when you need it.
They will work closely with you to ensure a smooth set up process and provide training to guide you through using the system to manage your SMCR regime. Once you're up and running they will continue to be on hand to answer any questions you might have.
HOW CAN COMPLIANCY.SMCR HELP YOU
Manage, view and report on all details of your firms SMCR regime in one place.
Clear process for recording staff training, certifications and regulatory references.
Enhanced transparency and increased confidence of SMCR compliance.
CONDUCT RULES TRAINING
The FCA expect Conduct Rules training to be bespoke to firms. Our specialist compliance consultants deliver classroom training tailored to your firm, enabling your staff to understand and articulate what conduct rules and breaches would mean in the context of their own day-to-day roles.