DEDICATED, SPECIALIST TEAM

Specialists in SMCR and other relevant regulations, with expertise across a broad range of financial sectors and a reputation for providing a high quality and responsive service.

MODULAR SERVICE OPTIONS

Enabling you to tailor the service to your specific requirements and providing you with budgetary control and access to specialist support when you need it.

ON DEMAND SPECIALIST SMCR CONSULTANT

Specialist consultant support to answer questions, provide advice, assess implementation or deal with specific issues for you.

A COMPREHENSIVE SMCR TOOLKIT

Supporting the implementation of your SMCR policies, processes, procedures and controls and minimising the regulatory burden and impact on your time and resources.

PROVIDE PEER LEARNING

Supporting the implementation of your SMCR policies, processes, procedures and controls and minimising the regulatory burden and impact on your time and resources.

REGTECH ENABLED

Compliancy.SMCR, a regtech system to store the information, provide you with reports and produce the documentation. This allows us to deliver this service cost effectively and efficiently and can be used by you for ongoing management.

OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team

AWARD WINNING REGTECH & PAYMENT SERVICES

At the Compliance Register Platinum Awards 2018 we were delighted to be recognised as the "Most Effective FinTech/RegTech Firm” and “Best Consultancy/Law Firm – Payment Services".

Find out more