• Automated workflow processes
  • Shows your compliance status with its interactive dashboard
  • Document production, including Management Responsibilities Map, certificates and regulatory reference information
  • Provides current and historical evidence of your compliance
  • Identifies compliance gaps
  • Reminds you about forthcoming tasks and those to be completed
  • Streamlines your management reporting and governance
  • Developed and supported by SMCR subject matter specialists


We recommend you take your tour in full screen for the best visibility.


We offer three distinctive service packages to allow you to manage your SMCR compliance. 

Take advantage of our monthly payment option or get two months free by paying annually by direct debit management. Prices based on the number of Senior Managers and Certification staff with discounts available for larger firms.

Features Essential Professional Ultimate
Record/classify all staff
Assign functions & responsibilities
Record Fitness & Proprietary assessment
Track Conduct Rules training 
Produce Statement of Responsibilities 
Management reporting, inc. leavers/joiners
Management dashboard ✔ 
Certification process, including documentation 
Audit trail  
Access to historic records
Roles and permissions (setting what users can see and what they can do) 2 Unlimited Unlimited
SM and Certified staff user access  Unlimited Unlimited Unlimited
Number of regulated legal entities  Multiple  Multiple
Helpdesk support N/A
Track Conduct Rules breaches  
Document Handover Procedures   ✔ 
Bulk data upload (set up only)   ✔ 
Providing regulatory references  
Produce Responsibilities Maps   ✔ 
Document governance & committees   ✔ 
Document Reasonable Steps   
e-Learning courses £ £
We undertake Fitness & Propriety checks   £
We manage the platform for you    
We manage FCA reporting    


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