Our SMCR toolkit provides advisory guides and a full suite of templated policies, registers and other documents that can be easily adapted for your firm.

Our easy to navigate toolkit will support the implementation of your SMCR policies, processes, procedures and controls and help to minimise the burden for SMCR implementation teams that are already under considerable pressure or which lack the knowledge and expertise required, especially within larger and more complex firms.

The SMCR Toolkit covers: 

  • SMCR Project Plan

  • Staff Allocation and Management

  • Compliance Policies and Templates

  • HR Templates

  • External Resources and Links

It also includes our SMCR Implementation Guide, this practical guide will walk you step by step through the implementation activities your firm is required to carry out and the key challenges you may face.  

To register for access to the toolkit, please fill in the form opposite and we will be in touch. Price on application. 

If you have already registered you can login to the toolkit by clicking below:

login to Toolkit


Minimising your time and resources, reducing the regulatory burden

We can offer an end to end managed programme, support in discrete elements or you can select one of our three defined services that have been tailored to support organisations of different size, maturity and complexity - supported by our technology platform Compliancy.SMCR.

Find out more   Download Brochure


Our technology platform efficiently supports the implementation and ongoing management. Storing information, evidencing compliance, providing reports and documentation and activity reminders.

Find out more