OPTIONS TO SUIT YOUR INDIVIDUAL REQUIREMENTS AND BUDGET

Our services options allow you to select the support your require depending on your firms size, maturity and complexity and provides you with budgetary control and access to specialist support when you need it:

  • Review - ideal for smaller firms or those wanting to manage the process themselves

  • Plus - for firms looking for more support and guidance 

  • Ultimate - for firms looking for full compliance and delivery support

SERVICE FEATURES REVIEW PLUS  ULTIMATE
Senior Manager Briefing
Project Plan  REVIEW 
Staff Mapping & Responsibilities    REVIEW  ✓ 
Conduct Rules Training Workshops  ✓   ✓  ✓ 
Compliany.GURU  ✓   ✓  ✓ 
SMCR Toolkit   ✓  ✓  ✓ 
Fitness & Propriety Checks      ✓ 
Specialist SMCR Compliance Support 3 HOURS  7 HOURS   
Project manage SMCR implementation including adapting the SMCR toolkit and providing specialist SMCR Compliance support to meet your firm's specific needs      ✓ 
Compliancy.SMCR - technology that efficiently supports the implementation and ongoing management  OPTIONAL OPTIONAL  OPTIONAL 

 

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WHY COMPLIANCY SERVICES?

Dedicated Specialist Team l Modular Service Options l On Demand Specialist SMCR Consultants l Comprehensive SMCR Toolkit l Provide Peer Learning l RegTech Enabled

SIX REASONS TO CHOOSE COMPLIANCY SERVICES