The Senior Managers and Certification Regime (SMCR) for solo regulated firms comes into force on 9 December 2019. This affects all Financial Services and Markets Act (FSMA) authorised firms including those within asset management, capital markets, consumer credit, fintech, mortgage and wealth management.
SMCR represents a complete overhaul of the current Approved Persons Regime and will require a considerable amount of effort, resource and time across all areas of the business to implement the regime. 

IMPLEMENTING SMCR AT YOUR FIRM

Fully understanding the implementation activities required for your firm is essential

Requirements will vary depending on the size and complexity of your firm and must be understood in order to minimise the regulatory burden and impact on your time and resources for your team.

find out more  Request SMCR toolkit

TAILOR YOUR SERVICE OR SELECT A PLAN

Minimising your time and resources, reducing the regulatory burden

We can offer an end to end managed programme, support in discrete elements or you can select one of our three defined services that have been tailored to support organisations of different size, maturity and complexity - supported by our technology platform Compliancy.SMCR.

Find out more   Download brochure

COMPLIANCY.SMCR

Our technology platform efficiently supports the implementation and ongoing management. Storing information, evidencing compliance, providing reports and documentation and activity reminders.

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WHY COMPLIANCY SERVICES?

Dedicated Specialist Team l Modular Service Options l On Demand Specialist SMCR Consultants l Comprehensive SMCR Toolkit l Provide Peer Learning l RegTech Enabled

SIX REASONS TO CHOOSE COMPLIANCY SERVICES