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Article

Payment firms under the FCA spotlight

With unprecedented FCA supervisory activity what should a payment services firm be doing? Find out more »
16 April 2020 James Borley
Factsheet

FCA Licence Options for e-money Firms

Guidance for firms looking to understand and apply for an e-Money license. Find out more »
15 April 2020 James Borley
Factsheet

FCA Licence Options for Payment Service ...

Guidance for Payment Services Providers looking to understand licence types and fees. Find out more »
15 April 2020 James Borley
Factsheet

Payments Compliance Factsheet

Payment Services Compliance Checklist to help firms understand and meet their FCA compliance obligat... Find out more »
15 April 2020 James Borley
Event

Business Continuity and Resilience

Compliancy Services presented a webinar to AUKPI members Find out more »
15 April 2020 Recorded Webinar
Article

Business Continuity and Resilience

Five tips for robust and effective business continuity and resilience Find out more »
9 April 2020 John Burns
Article

COVID-19: Five Focus Areas for Regulated...

Tips to help firms manage their short term business continuity and ensure longer-term viability. Find out more »
2 April 2020 Kumar Ved
Factsheet

Corporate Finance - Do I Need Permission...

Find out what the requirements are when dealing with both professional and retail clients. Find out more »
6 March 2020 Gary Paulus
Factsheet

Multilateral Trading Facilities

Understand the regulatory application requirements in place for MTFs seeking FCA Authorisation. Find out more »
6 March 2020 Kumar Ved
Article

FCA Sector Views 2020 - Retail Investmen...

A summary of the FCAs comments into the retail investments sector Find out more »
5 March 2020 Osita Egbubine

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