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1. Safeguarding: PS21/19 - Changes to th...

The first article in our short series commenting on the core changes from the FCA's PS21/19 - specif... Find out more »
17 December 2021 James Borley
Article

2. Post Brexit and Beyond: PS21/19 - Cha...

The second article in our short series which comments on the SCA-RTS changes, post Brexit and beyond... Find out more »
17 December 2021 John Burns
Article

3. Wind-down Planning: PS21/19 - Changes...

The third article in our short series commenting on the core changes from the FCA's PS21/19 - specif... Find out more »
17 December 2021 David Rodriguez
Article

4. PERG: PS21/19 - Changes to the SCA-RT...

The third article in our short series commenting on the core changes from the FCA's PS21/19 - specif... Find out more »
17 December 2021 Matthew Baxter
Article

Financial Crime: A look back on FCA acti...

A look back on 2021 and the FCA enforcement actions taken against non-compliant firms Find out more »
13 December 2021 David Rodriguez & Rosemari Astill
Article

Section 165: Use it or Lose it.

Use it or lose it. How the FCA plan on removing unused permissions from regulated firms. Find out more »
9 December 2021 John Burns
Article

Market Watch 68. The FCA are watching......

Find out the FCA's concerns from their recent Find out more »
2 December 2021 Alexios Bostanzoglou
Article

SM&CR is Coming to Town

The FCA has recently reinforced our view that SMCR will be coming for the payments sector. Find out ... Find out more »
1 December 2021 John Burns
Article

IFPR Checklist

To help firms assess their current position, we have produced this simple IFPR Checklist Find out more »
25 November 2021 Jonathan Aseervatham
Article

The FCA's IFPR set-up questionnaire

Find out what you need to do after receiving the FCA's set-up questionnaire Find out more »
18 November 2021 Jonathan Aseervatham

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