Compliancy Services recruit new Prudential Services Director from Buzzacott

  • Posted on: 22 September 2021
  • Written by: Philip Naughton

Compliancy Services, one of the UK's leading providers of compliance consultancy and regtech services, is delighted announce the appointment of Jonathan Aseervatham as a Director of our Prudential Services team.

He joins Compliancy Services at a time of substantial demand for their prudential services. The new Investment Firms Prudential Regime (IFPR) comes into effect on 1 January 2022. Some 3,600 firms will be affected and around one third will face a significant impact, as they are required to implement new processes, policies and procedures. Compliancy Services has held two successful webinars about the new regulations and are hosting a third webinar on 28 September. This will offer a guide to the ICARA process and the practical nature of the webinar has generated substantial interest.

Jonathan has extensive experience advising FCA regulated businesses that include hedge-fund managers, broker-dealers, private equity, asset management and investment advisory firms. He specialises in helping firms to assess their regulatory capital and liquidity requirements; to implement IFPR including developing ICARAs and wind down plans; and with their regulatory reporting obligations.

Prior to joining Compliancy Services he spent almost 14 years with the top 20 accountancy and consultancy firm, Buzzacott. He joined Buzzacott as an audit graduate, working his way to become an Associate Director in their FCA advisory and reporting team.

Philip Naughton, CEO, Compliancy Services “We are delighted to attract someone of Jonathan’s calibre to our growing consultancy, with his ability to help us continue to grow our prudential services client-base and offering. I have no doubt that he will prove to be an invaluable member of our team”.

Jonathan explains “I am delighted to be joining such a dynamic and ambitious compliance consultancy. I found the business plan and growth strategy exciting and am now looking forward to getting involved with clients and prospective clients and delivering a high quality, bespoke and responsive service”.

Notes

Enquiries:

Tony Tyler, Director, Chantry Associates Limited

Telephone: 0780 1042825 | [email protected]

Philip Naughton, CEO, Compliancy Services Ltd

Telephone: +44 (0)20 3457 3168 | [email protected] 

About Compliancy Services

Compliancy Services is one of the UK’s leading providers of compliance consultancy and regtech services. Our award-winning services help firms become authorised by the Financial Conduct Authority or the Prudential Regulation Authority; to manage their ongoing compliance and regulatory obligations; and empower their staff with focused compliance training.

What makes us stand out is the skill and expertise of our team and our proprietary online client portal. The client portal gives our clients access to regtech apps and time saving features that include their compliance monitoring plan, document library and management, automated task reminders, compliance registers and summaries of regulatory changes that affect their business.

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