Further Expansion of Compliancy Services' Capital Markets Team

  • Posted on: 7 January 2021
  • Written by: Philip Naughton

Compliancy Services, one of the UK's leading providers of compliance consultancy and regtech services, is delighted to announce the appointment of Alex Bostantzoglou as a new Senior Consultant within the Capital Markets team. Alex joins from ACA Compliance (previously Cordium Consulting) where he spent the last five years supporting a vast portfolio of clients with compliance consulting services in sectors including, Hedge Funds, Asset Managers, Private Equity, Corporate Finance, Pension Schemes and Venture Capitalists.

His appointment results from a significant increase in interest in Compliancy Services, which has already seen two other senior appointments in Q4 2020. Following research that included discussions with current and potential clients, in August 2020 Compliancy Services launched a new comprehensive suite of service solutions for in firms in sectors that include Asset Management; Broker Dealers & Traders; Corporate Finance; Crowdfunding; FinTech; Infrastructure; Investment Management; P2P Lending; Private Equity; Venture Capital; and Wealth Management. Firms have been excited by the genuinely fresh perspective: a distinctive individual approach and bespoke support package, rather than offer a ‘standard’ product or what may have been experienced previously. It’s being shown to provide compliance assurance and value for money.

Alex is a highly qualified and experienced consultant who will help enhance the team, with his extensive knowledge spanning a variety of regulatory areas including, transaction reporting, MiFID II and SM&CR.

Philip Naughton, Joint CEO of Compliancy Services explains, “Alex will be a fine addition to our growing Capital Markets team, he brings with him a wide array of knowledge and expertise and we are elated to have him with us”.

 

Enquiries:

Tony Tyler, Director, Chantry Associates Limited

Tel: +44 (0)7801 042 825 I Email: [email protected] 

Philip Naughton, Joint CEO, Compliancy Services Ltd

 

EDITORS NOTES

About Compliancy Services

Compliancy Services is one of the UK’s leading providers of regulatory compliance consulting and regtech services to Capital Market firms. We help firms minimise the regulatory burden by offering practical, usable advice and solutions that work for their business and the regulator.

By using our proprietary online client portal, Compliance Select, you get access to regtech apps and time saving features that include your compliance monitoring plan, document library and management, automated task reminders, compliance registers and summaries of regulatory changes that affect your business.

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