Combining subject matter expertise with technology, our RegTech services help you reduce the cost of compliance, provide transparency and traceability and deliver enhanced management information so that you can make more informed and effective risk and compliance management decisions

AR Monitor

Outsource all or part of your Appointed Representative (AR) network compliance management process with our technology enabled service.
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Consumer Credit DIY Compliance

Designed specifically for Consumer Credit firms, provides time-saving tools, customisable document templates, and specialist support whenever you need help.
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Client Portal

All clients are provided with access to our RegTech Client Portal to support their compliance management
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With more than 5,000 active users, Compliancy.Guru is the market leading interactive e-learning compliance training solution.
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Third Party Firm Due Diligence

We've re-engineered the due diligence process, reducing costs and improving data collation, reporting and analytics.
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Specialist sector knowledge

Asset Management

Our clients operate a range of business models, across the full spectrum of the Investment and Fund Management sectors
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A trusted advisor to a broad range of clients that include challenger, fintech and foreign owned banks
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Capital Markets

Experience across a broad range of business activities, immense regulatory knowledge and subject matter experts in critical areas
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Claims Management

Our award-winning FCA Authorisations team can help you prepare for FCA regulation and manage your application
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Consumer Credit

We help lenders and brokers across all the major sectors to get authorised, manage their compliance and mitigate regulatory risk.
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With a dedicated Cryptocurrency team, we are well positioned to help you interpret and navigate the regulatory environment
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Experience ranging from Crowdfunding, P2P Lending and Investment Management to Banking, Payment Services and e-Money
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We advise Brokers, Insurers, MGAs and others involved in insurance mediation such as Motor Dealerships and Call Centres
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A range of consultancy services to help Mortgage Intermediaries become authorised and to manage their compliance obligations
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Payment Services

One of the UK’s leading providers of regulatory compliance services to firms that operate payment services and issue e-money
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Wealth Management

Experience includes advisory, discretionary management, portfolio construction and management and investment services
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Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team