Making a difference by combining advanced technology with subject matter expertise 

We launched our first regtech service in 2004 and today we have more than 500 firms and over 5,000 individuals using our services.  
Our regtech services help our clients to reduce their cost of compliance, provide transparency and traceability and our management information results in more informed and effective risk and compliance management decisions. We achieve these objectives by putting people at the centre of our regtech, recognising that it is not just about automation but rethinking how we deliver more efficient and effective compliance and risk management outcomes. 

AR Monitor

Outsource all or part of your Appointed Representative (AR) network compliance management process with our regtech enabled service.
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Client Portal

All clients are provided with access to our RegTech Client Portal to support their compliance management
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Compliance Select

Designed specifically for Consumer Credit firms, our RegTech app offers time-saving tools, customisable document templates, and specialist support whenever you need help.
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Combines technology and subject matter expertise to reduce the time and cost of Due Diligence, improve the customer experience and provide an interactive reporting studio.
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With more than 5,000 active users, Compliancy.Guru is the market leading interactive e-learning compliance training solution.
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Highly configurable managed service providing end to end onboarding lifecycle management
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Specialist sector knowledge

Asset Management

Our clients operate a range of business models, across the full spectrum of the Investment and Fund Management sectors
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A trusted advisor to a broad range of clients that include challenger, fintech and foreign owned banks
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Capital Markets

Experience across a broad range of business activities, immense regulatory knowledge and subject matter experts in critical areas
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Claims Management

Our award-winning FCA Authorisations team can help you prepare for FCA regulation and manage your application
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Consumer Credit

We help lenders and brokers across all the major sectors to get authorised, manage their compliance and mitigate regulatory risk
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With a dedicated Cryptocurrency team, we are well positioned to help you interpret and navigate the regulatory environment
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Experience ranging from Crowdfunding, P2P Lending and Investment Management to Banking, Payment Services and e-Money
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We advise Brokers, Insurers, MGAs and others involved in insurance mediation such as Motor Dealerships and Call Centres
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A range of consultancy services to help Mortgage Intermediaries become authorised and to manage their compliance obligations
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Payment Services

One of the UK’s leading providers of regulatory compliance services to firms that operate payment services and issue e-money
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Wealth Management

Experience includes advisory, discretionary management, portfolio construction and management and investment services
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At the Compliance Register Platinum Awards 2019 we were delighted to be recognised as the "Most Innovative FinTech/RegTech Firm”.

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Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team