A COLLABORATIVE WORKFLOW TOOL THAT CONNECTS ALL STAKEHOLDERS
Using a blend of subject matter expertise, leading-edge regtech and a balanced and effective combination of in-house and third party resources it provides.
A single system supporting and providing oversight of the whole onboarding process. Relevant stakeholders can obtain access according to their different needs, while management has a tool to track progress in real time. And it’s all personalised and branded in exactly the way you want to engage with your clients.
A way to support the whole risk-based client due diligence process – with appropriate automation where needed – which collects information and findings in a fully visible and version-controlled manner.
OVERCOMING KEY CHALLENGES
Time to revenue
Client data and analysis
HOW IT WORKS
Controlled by user permissions, Compliancy.OB’s ‘Task Board’ provides a seamless flow of onboarding related information between the client, relationship managers, compliance/MLRO teams and other stakeholders. It can be fully configured, to both your firm and individual clients, making the process as personalised and easy to use as possible.
You can interrogate the onboarding pipeline on demand to view individual clients or to produce up to date pipeline reports that enable you to spot areas for process improvement and be able to match the pipeline against revenue budgets. And Compliancy Services can provide advice and consultancy experience to help along the way.
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FINANCIAL INSTITUTION FIRM DUE DILIGENCE
Compliancy.CAM is a specialist regtech service that reduces the time and cost of Customer Due Diligence (CDD) and Enhanced Due Diligence (EDD), improves the customer experience and with an interactive data reporting studio provides deeper risk insight and business intelligence to enable smarter risk and compliance decisions.