INTRODUCTION TO SENIOR MANAGERS & CERTIFICATION REGIME (SMCR)
This course will help you to:
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Understand who SMCR applies to
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Understand your personal responsibilities
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Describe how the scheme works in practice
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Understand your firm’s obligations under the Regime
Approx 30 minutes
Senior Managers & Conduct Rules staff
SMCR CONDUCT RULES
This course will help you to:
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Understand who the SMCR Conduct Rules apply to
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Understand Conduct Rules
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Understand your firm's obligations under the Conduct Rules
Approx 30 minutes
Senior Managers and Certification & Conduct Rules staff
SENIOR MANAGERS & CERTIFICATION REGIME FOR DUAL REGULATED FIRMS
This course will help you to:
- Understand who SM&CR applies to
- Understand your personal responsibilities
- Describe how the Regime works in practice
- Understand your firm’s obligations under the Regime
Approx 30 minutes
Senior Managers and Certified Staff of FCA and PRA dual regulated firms
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CLASSROOM AND WORKSHOP TRAINING
Firms that require a higher-level, more in-depth training experience can book classroom training and workshops. These can cover all areas of compliance, including important issues such as AML/CTF, payment services/PSD2; SMCR conduct rules, culture and ethics; and board briefings that help firms consider their risk and compliance planning and strategies.
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