INTRODUCTION TO SENIOR MANAGERS & CERTIFICATION REGIME (SMCR)

This course will help you to:

  • Understand who SMCR applies to

  • Understand your personal responsibilities

  • Describe how the scheme works in practice

  • Understand your firm’s obligations under the Regime

Time to revenue 40Approx 30 minutes

Audience Senior Managers & Conduct Rules staff

SMCR CONDUCT RULES

This course will help you to:

  • Understand who the SMCR Conduct Rules apply to

  • Understand Conduct Rules

  • Understand your firm's obligations under the Conduct Rules

Time to revenue 40Approx 30 minutes

Audience Senior Managers and Certification & Conduct Rules staff

SEE OUR OTHER COURSE LIBRARIES

 ANTI MONEY LAUNDERING

ANTI-MONEY LAUNDERING

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CAPITAL MARKETS

CAPITAL MARKETS

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CONSUMER CREDIT

CONSUMER CREDIT

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CORE FCA COMPLIANCE

CORE FCA COMPLIANCE

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INSURANCE

INSURANCE

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MORTGAGE

MORTGAGES

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PAYMENT SERVICES

PAYMENT SERVICES

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CLASSROOM AND WORKSHOP TRAINING

Firms that require a higher-level, more in-depth training experience can book classroom training and workshops. These can cover all areas of compliance, including important issues such as AML/CTF, payment services/PSD2; SMCR conduct rules, culture and ethics; and board briefings that help firms consider their risk and compliance planning and strategies.

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