INTRODUCTION TO SENIOR MANAGERS & CERTIFICATION REGIME (SMCR)

This course will help you to:

  • Understand who SMCR applies to

  • Understand your personal responsibilities

  • Describe how the scheme works in practice

  • Understand your firm’s obligations under the Regime

Approx 30 minutes

 Senior Managers & Conduct Rules staff

SMCR CONDUCT RULES

This course will help you to:

  • Understand who the SMCR Conduct Rules apply to

  • Understand Conduct Rules

  • Understand your firm's obligations under the Conduct Rules

Approx 30 minutes

 Senior Managers and Certification & Conduct Rules staff

SENIOR MANAGERS & CERTIFICATION REGIME FOR DUAL REGULATED FIRMS

This course will help you to:

  • Understand who SM&CR applies to
  • Understand your personal responsibilities
  • Describe how the Regime works in practice
  • Understand your firm’s obligations under the Regime

Approx 30 minutes

  Senior Managers and Certified Staff of FCA and PRA dual regulated firms

SEE OUR OTHER COURSE LIBRARIES

 

ANTI-MONEY LAUNDERING

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CAPITAL MARKETS

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CLAIMS MANAGEMENT

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CONSUMER CREDIT

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CORE FCA COMPLIANCE

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INSURANCE

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MORTGAGES

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PAYMENT SERVICES

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STAFF TRAINING

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CLASSROOM AND WORKSHOP TRAINING

Firms that require a higher-level, more in-depth training experience can book classroom training and workshops. These can cover all areas of compliance, including important issues such as AML/CTF, payment services/PSD2; SMCR conduct rules, culture and ethics; and board briefings that help firms consider their risk and compliance planning and strategies.

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