PROFESSIONAL EDITION

All the tools you need to manage your compliance - all in one place. Replace complex networks of different Excel worksheets, documents and systems with a single, shared cloud-based compliance management solution.

EVERYTHING IN ONE PLACE

You can subscribe for the core modules, one or more of the expansion modules, or a combination.

Core modules: Compliance Monitoring; Regulatory Change; Compliance Registers; Document Management; Governance; and Compliance Advice.

Expansion modules: SM&CR; FileChecker and Guru.

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Compliance Monitoring

Assign and track testing, monitoring and remediation activities through to completion

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Regulatory Change

Automated data feed or regulatory developments tht affect your business. Assign, track and manage changes to policies, procedures, systems, and controls

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Compliance Registers

Replace different Excel worksheets with a single system, keeping all your registers in one place.

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Document Management

Store your policies, procedures and other key documents with formal version control

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Governance

Manage your entire governance structure, with all key information in one place

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Compliance Advice

Receive, manage, and store compliance enquiries from staff, customers and other stakeholders

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SM&CR

Keep your Senior Managers and Certification Regime on track and get the documents you need.

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Filechecker

Track file reviews, manage remedial actions, complete quality assurance and produce management reports.

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Compliancy.Guru

E-learning to help you meet your Financial Conduct Authority regulatory obligations

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DASHBOARDS

Interactive individual, team and company management dashboards provide real time information. Offering you a bird's eye view and the opportunity to drill down into the detail.

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TASK MANAGEMENT

In the process of managing your compliance obligations there will be different tasks to complete. A task being an activity that involves one or more persons and which has a start and end date. My Compliance Centre's automated workflow keeps your compliance tasks and activities on track.

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FOR BUSINESSES OF ALL SIZES AND TYPES

My Compliance Centre supports all organisational structures, from individual companies to complex groups with decentralised compliance. Take account of employees’ responsibilities, add group companies and configure businesses into regions, sectors or other groupings.

SMALL BUSINESSES

Smaller firms value the organisation, workflow and structure of My Compliance Centre and the simplicity of having everything in one place. It helps reduce the compliance burden but ensures that all tasks are visible and in scope.

MEDIUM BUSINESSES

Managers have a clear oversight of the compliance status and team responsibilities, while the system makes it simple to provide colleagues with access to the processes and data that matter most to them.

LARGER BUSINESSES

Large regulated entities often have a more complex compliance infrastructure to navigate. My Compliance Centre supports complex group structures and compliance teams, using role based permissioning to provide data access to just the staff that need it.

Choose the Professional Edition

Stronger Governance

Complete transparency and visibility of your compliance management, enhancing the ways in which you think about, identify, and manage your regulatory risk.

Evidences your compliance

My Compliance Centre offers a complete audit trail so that you can easily evidence your compliance to your board and, if they were to ask, the regulators.

Increases confidence

Get a bird's eye view or drill down into the detail. With this information at your fingertips, you can be confident that you are on top of everything.

Reduces compliance risk

Ensures your compliance framework keeps pace with regulatory developments. Gives you visibility of all scheduled and ad-hoc tasks and remedial activities.

Single source of truth

One integrated platform so you can be sure to find the information you need, when you need it, without any fuss or version control confusion.