Ensuring your management and staff receive appropriate compliance training is a requirement of the FCA's regulations. We offer two options, a market leading e-learning platform Compliancy.Guru and bespoke classroom training and workshops.
Most FCA firms use an e-learning platform to provide and evidence their staff training. Our market-leading online system, Compliancy.Guru, has over 5,000 active users. It covers the obligatory modules in FCA Principles, Anti-Money Laundering and Treating Customers Fairly as well as more specific role requirements. Key features include:
Training, assessment and certification
Detailed audit trails, user records and competence reporting
Automated email reminders and Outlook Calendar integration
White-label option available for larger firms
Classroom and workshop training
Firms that require a higher-level, more in-depth training experience can book classroom training and workshops. These can cover changes in regulation, for example our PSD2 workshops were enjoyed by more than 100 firms, or important issues like AML and culture and ethics, where, more recently we ran a course for over 500 staff within a foreign-owned bank.
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We can help UK and EEA firms consider their Brexit strategy and offer award winning FCA authorisation services should EEA firms have to be directly authorised
Fifth Money Laundering Directive
5MLD introduces a number of enhancements which strengthen financial crime regulation and for the first time brings cryptocurrency firms into scope
PSD2 has significant reporting and notification requirements, strict ongoing regulatory obligations and mandatory annual audits, some of which require independent verification.
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.