Our clients rely on us to provide them with specialist consultancy services and support in an ever evolving regulatory environment. We routinely solve client specific issues, assist with changes in business structure and the effect and impact of new regulation on systems, policies and procedures. Our clients choose us because of our dedicated teams who are highly experienced, easy to deal with and are sector specialists.
We bring the experience we’ve gained working with firms facing similar issues to yours – which means you learn how your peers are addressing them. Our proven systems and processes minimise your time and resources, reduce your regulatory burden and make sure compliance makes a positive contribution to your business growth.
We offer Compliance Healthchecks so that your systems and controls are appropriate for regulation such as PSD2, MIFID II and MLD4 (MLD5 from 2019)
Our independent audits include the mandatory annual independent AML audit as defined in MLD4
We provide file review and compliance monitoring checks to ensure that you’re following your policies and procedures
We can help you successfully to navigate a FCA investigation with our FCA investigation and remediation services
We can manage your FCA mandatory notifications, including Variations of Permission (VoP), Changes in Control (CiC) and Approved Person applications
Our Board Briefings provide clear, structured and summarised regulatory updates for your board, enabling them to make informed strategic decisions
We provide compliance function specific training for individuals and firms
We offer advice and support for new authorisations, and changes in your business models and structures
You’ll find us easy to deal with: we listen to and take the time to understand your challenges and opportunities. We simplify and clarify complex issues, offering practical, usable guidance and solutions that ensure your regulatory compliance.
We work as a team, bringing the substantial combined knowledge of Compliancy Services many specialists to address your individual challenges, however complex.
We can help UK and EEA firms consider their Brexit strategy and offer award winning FCA authorisation services should EEA firms have to be directly authorised
So far most activity in Bitcoin – and the many other cryptocurrencies that have been founded in its wake – has been unregulated. But that situation is about to change.
Fifth Money Laundering Directive
5MLD introduces a number of enhancements which strengthen financial crime regulation and for the first time brings cryptocurrency firms into scope
We can help firms prepare their Green FinTech Challenge application and navigate through to successful authorisation.
PSD2 has significant reporting and notification requirements, strict ongoing regulatory obligations and mandatory annual audits, some of which require independent verification.
Our Safeguarding Review Service ensures that Payment Service Providers can complete the Financial Conduct Authority's Safeguarding Attestation with confidence and to meet the 31 July 2019 deadline
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.