Compliancy Services was voted Best Consultancy for FCA/PRA Authorisations at the Compliance Register Platinum Awards in 2017 by clients and a panel of industry professionals. The award recognises the efficiency, effectiveness and quality of our service, which was originally developed by former senior case officers from the FCA’s authorisations team.

We’ve honed our service while successfully managing over 1,100 authorisations and know what the FCA is looking for. We’re here to help you get authorised quickly and with a minimum of fuss.

Once we establish whether you need to be authorised and regulated by the FCA, we determine exactly which 'permissions' you require. Then we help you navigate the authorisation process, providing all the documentation and information you need.

  • You get a dedicated senior consultant who tailors our service and team to your business, objectives and requirements

  • We advise you on the process and requirements before, during and after the application

  • Our team manages the whole process, from document preparation to the online application, answering any questions along the way

  • We prepare your Regulatory Business Plan, Compliance Monitoring Programme and any other relevant policy and procedure documents

  • Our range of FCA applications include Full and Limited Permissions, Approved Person Applications, Variation of Permissions (VOPs), Changes in Control (CIC) and Change of Legal Status

It’s easy to miss key things, delaying the process and either delaying your start up or affecting product sales and your revenue. With our award-winning service – as voted for by previous satisfied clients – Compliancy Services will make sure every box is ticked and your authorisation goes smoothly.

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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team