We advise clients ranging from new entrants needing FCA authorisation through to established firms with ongoing compliance issues. They include insurance Brokers, Insurance Companies, Managing General Agents (MGAs) and other intermediaries involved in insurance mediation, such as Motor Dealerships and Call Centres.
Our guidance and support covers everything from adopting the FCA’s cornerstones of risk which includes governance, culture and control, through to compliance monitoring and comprehensive compliance healthchecks against your FCA compliance obligations. We can also help you:
Interpret and comply with the Insurance Distribution Directive
Monitor the compliance management of your Appointed Representatives (ARs) and Introducer Appointed Representatives (IARs) using our specialist regtech enabled service
Oversee your ongoing compliance with regulation including SYSC, ICOBs, CASS 5, MIPRU and the Insurance Act 2015
Our experienced, knowledgeable team help firms with many types of insurance regulation issues on a daily basis. They know the importance of customer care and how essential it is to uphold a reputation. So whether you want a detailed assessment of your current compliance or help dealing with the intricacies of SMCR, reviewing your operational risk framework or AR compliance management, we’ll make sure you get practical, effective support.
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My Compliance Centre
Managing your compliance
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.