Our specialist FinTech team has built extensive knowledge and experience working with innovative Crowdfunding, Peer-to-Peer (P2P) Lending and Investment Management firms through to Payment Services and e-money firms.
For some fintech firms, the journey starts with them being part of a FCA regulatory sandbox cohort. This allows them to test innovative products, services, business models and delivery mechanisms in a live environment. For others, the starting point might be applying through the FCA’s Innovation Hub, and others submit a standard application for authorisation to the FCA. From our experience helping firms through the sandbox and innovation hub, we know the importance of agreeing testing controls and developing robust compliance policies and procedures which are often ground-breaking.
We offer compliance consultancy and risk management outsourcing. You can see our range of services here
We can assist you in presenting a professional and credible proposition to the regulators
Our service is tailored to your precise requirements, enhancing your existing team and capabilities
We can determine how your business will be categorised by the regulators and exactly what they expect from you
We understand the challenges that can arise in meeting the market restrictions associated with unlisted equity and alternative investment fund marketing
Regulators expect you to hold sufficient capital based on formulaic requirements, to regularly stress test liquidity risks and to have a robust wind down plan. Our specialist Prudential services can help you interpret the requirements and avoid common errors that are likely to lead to unwanted attention from the regulator. Find out more
Leverage our knowledge and experience to achieve authorisation quickly so speed to market is unhindered. Then let us help you manage your ongoing compliance obligations so that you are free to dedicate your time to achieving your business ambitions.
you might also be interested in
Includes ex-regulators, industry practitioners and subject matter experts
Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources, and ensuring that compliance makes a positive contribution to your business.