Our specialist FinTech team has built extensive knowledge and experience working with innovative Crowdfunding, Peer-to-Peer (P2P) Lending and Investment Management firms through to Payment Services and e-money firms.

For some fintech firms, the journey starts with them being part of a FCA regulatory sandbox cohort. This allows them to test innovative products, services, business models and delivery mechanisms in a live environment. For others, the starting point might  be applying through the FCA’s Innovation Hub, and others submit a standard application for authorisation to the FCA. From our experience helping firms through the sandbox and innovation hub, we know the importance of agreeing testing controls and developing robust compliance policies and procedures which are often ground-breaking.

  • We offer compliance consultancy and risk management outsourcing. You can see our range of services here

  • We can assist you in presenting a professional and credible proposition to the regulators

  • Our service is tailored to your precise requirements, enhancing your existing team and capabilities

  • We can determine how your business will be categorised by the regulators and exactly what they expect from you

  • We understand the challenges that can arise in meeting the market restrictions associated with unlisted equity and alternative investment fund marketing

  • Regulators expect you to hold sufficient capital based on formulaic requirements, to regularly stress test liquidity risks and to have a robust wind down plan. Our specialist Prudential service can help you interpret the requirements and avoid common errors that are likely to lead to unwanted attention from the regulator. Find out more

  • Clients enjoy the use of our regtech resources, including our client portal, SM&CR System and e-learning platform, to support compliance management and training

Leverage our knowledge and experience to achieve authorisation quickly so speed to market is unhindered. Then let us help you manage your ongoing compliance obligations so that you are free to dedicate your time to achieving your business ambitions. 

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Payment Services

We have provided services to 1 in 5 of all authorised payment and e-money institutions
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Training

E-learning, classroom training and board briefings to help fintechs meet FCA Training and Competence obligations
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OUR TEAM

Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team