The Consumer Credit market is diverse. We work with lenders and brokers across all the major sectors, helping them to get authorised, manage their compliance and mitigate regulatory risk.
We have eased the compliance burden for consumer credit firms in sectors ranging from motor, healthcare and agricultural to retail, training and utilities. We can help you understand the risks and options around debt limitations, complaint handling and pre-contractual issues such as affordability.
We help Lenders and Brokers get FCA authorised for the first time
We assist lenders with the implementation and monitoring of their compliance, governance and conduct risk frameworks
We offer award-winning regtech solutions to help Lenders and network principals assess and manage the risks presented by intermediaries
Our Compliance Select regtech app is designed specifically to help smaller consumer credit firms manage their compliance
We help consumer credit firms that use Appointed Representatives (ARs)with our specialist regtech enabled service, onboarding and monitoring ARs so that you meet FCA requirements
We can support you when the FCA raise an issue, assessing your status and developing a remediation plan
We provide compliance healthchecks of the complete customer journey, from the initial promotion through handling complaints to identifying improvements using a red, amber, green (RAG) rating system
Whatever you need help with – management control, governance, managing customer data protection, compliance around marketing and financial promotion rules – we offer timely, practical advice. We cover a myriad of business sectors and ex-FCA employees developed our authorisation application process, so we’re perfectly poised to help you.
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WHAT OUR CLIENTS SAY
The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo.
We could not have completed the process without the assistance of Compliancy Services and in particular, Jenny Kenlin, who constructed the application on my behalf and kept me sane throughout the process! The money it has cost has been well spent and I would recommend Compliancy Services as the first port of call for anyone that needs assistance with FCA compliance.”