Our high calibre team offer the skills and exemplary service that you would normally associate with the largest global consultancies, with an empathetic approach. Amongst our staff we have former bank compliance officers, regulators, lawyers, accountants and consultants. This combination of skillsets has extensive knowledge of Banking, Lending, PSD2 and Payment Services, Financial Crime, Banking Licence Applications, Clearing System Access and Cryptocurrency to support your business needs.
As a trusted advisor we ensure your business gets the outcomes it desires whilst minimising your regulatory burden and costs.
We offer compliance consultancy and risk management outsourcing
We develop and revise Governance, Risk Management and Compliance Frameworks
Our dedicated Financial Crime and AML practice help you develop your Financial Risk Framework, offer training and can complete your mandatory annual 4MLD independent audit
Our PSD2 compliance support includes a review of proportionate, objective and non-discriminatory (POND) compliance criteria and a sample review of applications as required under Regulation 105
With specialist RegTech services, we offer customer and third party compliance due diligence and onboarding using our Compliancy.CAM solution
Whatever your issue – new regulation, conduct risk, compliance resource – we offer practical, friendly guidance to resolve it in a timely, proficient way. We work with firms that range from Asset Finance and Trade Banks through to the new FinTech organisations; including the UK’s first new clearing bank in more than 250 years. Although business models differ we ensure that our support is tailored to your specific requirements.
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On-boarding and due diligence
WHAT OUR CLIENTS SAY
The exceptional client outcomes and service experiences we deliver are the result of a diverse and inclusive team that set high standards, pull together to make it happen and never settle for the status quo.
Compliancy Services have been excellent throughout our relationship, giving us clear guidance and always being on hand to answer queries. We were delighted with how smoothly the application went and the post-authorisation support. Our business is based on strong relationships and we found them professional and diligent throughout. We thoroughly recommend them.”