Asset Management

Our clients operate a range of business models, across the full spectrum of the Investment and Fund Management sectors
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A trusted advisor to a broad range of clients that include challenger, fintech and foreign owned banks
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Capital Markets

Experience across a broad range of business activities, immense regulatory knowledge and subject matter experts in critical areas
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Claims Management

Our award-winning FCA Authorisations team can help you prepare for FCA regulation and manage your application
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Consumer Credit

We help lenders and brokers across all the major sectors to get authorised, manage their compliance and mitigate regulatory risk.
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With a dedicated Cryptocurrency team, we are well positioned to help you interpret and navigate the regulatory environment
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Experience ranging from Crowdfunding, P2P Lending and Investment Management to Banking, Payment Services and e-Money
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We advise Brokers, Insurers, MGAs and others involved in insurance mediation such as Motor Dealerships and Call Centres
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A range of consultancy services to help Mortgage Intermediaries become authorised and to manage their compliance obligations
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Payment Services

We have provided services to 1 in 5 of all authorised payment and e-money institutions
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Wealth Management

Experience includes advisory, discretionary management, portfolio construction and management and investment services
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Includes ex-regulators, industry practitioners and subject matter experts

Through the breadth and depth of their collective expertise and experience, we offer an outstanding service. Reducing the regulatory burden, minimising your time and resources,  and ensuring that compliance makes a positive contribution to your business.

Meet our team