Our Broad Range of Services

Appointed Representatives

RegTech powered service to onboard and monitor ARs, providing better visibility and control and evidencing FCA compliance
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Consultancy

Solve client specific issues, assist with changes in business structure and the impact of changes to regulations
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FCA Authorisation

Managed over 1,100 new applications and won awards in recognition of the efficiency, effectiveness and quality of our service
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FCA Training

E-learning, classroom training and board briefings to help firms meet FCA Training and Competence obligations
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Financial Crime

Compliance support to a range of firms, with a special emphasis on Banking, Payment Services, e-Money and Cryptocurrency
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Managing Your Compliance

Smaller firms outsource compliance management to us, larger firms use our resources to enhance their existing team
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On-boarding & Due Diligence

RegTech enabled due diligence on third party firms that may pose a regulatory compliance risk.
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Specialist sector knowledge

Asset Management

Our clients operate a range of business models, across the full spectrum of the Investment and Fund Management sectors
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Banking

A trusted advisor to a broad range of clients that include challenger, fintech and foreign owned banks
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Capital Markets

Experience across a broad range of business activities, immense regulatory knowledge and subject matter experts in critical areas
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Claims Management

Our award-winning FCA Authorisations team can help you prepare for FCA regulation and manage your application
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Consumer Credit

We help lenders and brokers across all the major sectors to get authorised, manage their compliance and mitigate regulatory risk.
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Cryptocurrency

With a dedicated Cryptocurrency team, we are well positioned to help you interpret and navigate the regulatory environment
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FinTech

Experience ranging from Crowdfunding, P2P Lending and Investment Management to Banking, Payment Services and e-Money
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Insurance

We advise Brokers, Insurers, MGAs and others involved in insurance mediation such as Motor Dealerships and Call Centres
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Mortgages

A range of consultancy services to help Mortgage Intermediaries become authorised and to manage their compliance obligations
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Payment Services

One of the UK’s leading providers of regulatory compliance services to firms that operate payment services and issue e-money
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Wealth Management

Experience includes advisory, discretionary management, portfolio construction and management and investment services
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