Dimitrios is a Consultant within our Capital Markets team. He offers support and guidance to our clients helping them to maintain their compliance and keep up with their regulatory obligations. Dimitrios specialises in providing senior managers and compliance officers with bespoke support and has an adept knowledge of SM&CR, High Level Standards (PRIN, SYSC, COCON, COND, APER, FIT), Business Standards (COBS, PROD), Regulatory Processes (SUP), Specialist sourcebooks (FUND) and Regulatory Guides (PERG).
Before joining Compliancy Services, Dimitrios spent over three years’ providing compliance services in the UK, with his most recent experience coming from ACA Compliance Group (previously Cordium Consulting). During the course of his previous roles, Dimitrios worked with a diversified capital markets client portfolio and co-led the SM&CR implementation project for a government backed development finance institution in 2019.
Dimitrios also highly qualified, with a Bachelor of Laws (LLB) from the Democritus University of Thrace, a Banking and Finance Law LLM from Queen Mary University of London and three additional qualifications from the Chartered Institute for Securities & Investment (CISI, where Dimitrios is also an associate).
In addition to compliance consulting, Dimitrios has also been a professional radio producer and presenter and served in the Military Police Corps in the Hellenic Army. When he isn’t working, you can find him playing his acoustic guitar or watching his favourite genre of cinema, Sci-fi.