Investment Advisers

Compliancy Services has broad expertise in the investment advice sector and are able to advise very precisely on your requirements to achieve compliance. This is particularly important since Investment Advisors have come under significant scrutiny from the FSA in recent times, and face significant compliance challenges.

Compliancy Services provide Compliance Support to a wide range of Investment Advisory firms. These include:

Research firms
IFAs
Advisory brokers and traders

Did you know: Compliancy Services has also acted as Skilled Persons for the FSA reviewing a number of investment firms, specifically in the area of investment advice, emphasising our expertise.