Corporate Finance

The FSA's Corproate Finance rules cover firms carryng out a range of activities including Placing Agents and M&A Advisory Services.

There are two basic levels of Corporate Finance license depending on the activities carried out, and the selection of which one a firm chooses has an important impact on the firms allowed activities and regulatory capital requirements.

Compliancy Services work with a number of Corporate Finance firms assisting them implement appropriate Systems and Controls and manage their business in a compliant manner.

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