Fund and Asset Management

We will ensure that your controls and operations meet the regulator’s required standard. Our consultants have extensive experience in a wide range of fund management disciplines, including the following:

• Advising asset managers on the launch, restructuring, promotion and operation of UK unit trusts and open-ended or closed-ended investment companies (ICVCs), UCITS funds and other funds including hedge funds
• Collective investment schemes. Financial promotion issues and exemptions
• Asset Management agreements, FSA and other regulatory/legal issues
• Advising on all forms of property fund (closed and open-ended, corporate and partnership, onshore and offshore)
• The negotiation and documentation of regulatory aspects of corporate transactions, including regulatory due diligence in mergers and acquisitions of financial services companies and the buying and selling of funds between funds providers
• The representation and advice on FSA investigations, disputes and FSA disciplinary matters

We also work closely with other service providers who can assist with the entire project of setting up funds, off shore or non executive directors for some funds and asset managers to provide the level of expertise they need in their business to satisfy the regulator.

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