Latest Compliance News

Pension fines for employers rise sharply

29 April 2016 at 10:02

A growing number of businesses are failing to comply with pension regulations and enrol their workers into a pension scheme, according to the Pensions Regulator.

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Financial industry concerned about possible Brexit

29 April 2016 at 08:47

As the referendum to decide whether or not the UK will stay in the EU approaches, the financial industry is naturally beginning to voice its concerns.

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Investors not prepared for lower returns

27 April 2016 at 16:32

The asset management industry has unrealistic expectations of investment returns, according to Sir Jon Cunliffe, the Bank of England's (BoE) deputy governor for financial stability.

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Finance industry calls for more regulation for fintech

26 April 2016 at 14:25

The introduction of financial technology (fintech) in recent years has been readily welcomed by the UK financial industry, but it is now calling for more regulation in this area.

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What will MiFID II's delegated acts mean for product governance?

25 April 2016 at 14:06

On April 7th, the European Commission (EC) published the first of the delegated acts for the Markets in Financial Instruments Directive II (MiFID II)

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