We bring practical compliance solutions to the regulated insurance market.

Iain Stephen

Joint CEO

Sector Focus: Insurance

Iain Stephen

Compliancy Services works with a range of insurance intermediaries, building and maintaining regulatory compliance regimes for single employee brokers to PLCs and many other organisations that fall within scope of the FCA insurance regulation. Our dedicated Insurance Practice is led by Iain Stephen. Find out more about Iain CLICK HERE

Buying insurance today provides alternatives to going direct to an insurer, or a high street broker. Insurance is very much a multi-channel commodity, from accessing cover for almost any product or service at the point-of-sale, through firms outsourcing arrangements with call centres, via comparison websites and even application forms picked up at supermarket check outs. Nevertheless, FCA rules on the sale of general insurance apply to all channels and being able to apply the regulations consistently and practically demands knowledge and experience of the financial services sector.

Our Services

Our experience of the sector ensures that we're able to interpret FCA regulation in a practical way, allowing firms to meet their regulatory obligations, while still maximising their development opportunities. Compliancy Services helps Consumer Credit firms with their:

  • Authorisation applications
  • On-going compliance management
  • Staff training

Insurance Act 2015

The Act came into effect on 12th of August 2016, replacing law that has been in place since 1906. It overhauled the existing law, and aimed to rebalance the position between the buyers of insurance and Insurers.  READ MORE

 

Cornerstones of Risk

Insurance intermediaries need to adopt the FCA’s Cornerstones of Risk into their regulatory framework. The three areas of Governance, Culture and Control, must be synchronised to create an effective compliance regime. READ MORE

 

Enquire About Our Compliance Consultancy Services

If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499.

 

 

 

 

New Broad Street House 35 New Broad Street London EC2 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

Copyright © 2015 Compliancy Services Ltd     Company Registration Number: 04954156

Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes