Compliance Consultants
Compliancy Services are a specialist Consultancy offering practical advice, support and services, to FSA authorised firms. Our mission is simple:
“To become your most trusted professional adviser.”
We achieve this through our professionalism, expertise and integrity. Our clients range from Sole Traders to PLCs and come from a range of industries. 90% of our new business comes from customer referrals and we enjoy long term relationships with most clients.
Use our E-learning System to Manage your T&C
Our Training and Competence system is a powerful solution specifically designed to meet the FSA’s T&C requirements.
Want to find out more about being FSA Authorised?
Call us for a free, no obligation discussion about what is required to achieve FSA Authorisation.
FSA revokes financial services firm's permissions
11th March 2010 at 19:00
The Financial Services Authority (FSA) has sent Jim Fanning, a man trading as James...
FSA warns of potential economic situations
11th March 2010 at 19:00
The Financial Services Authority (FSA) has warned of a number of potential situations...
Ex-Cazenove employee found guilty of insider dealing
11th March 2010 at 19:00
A former equities marketmaker at stock broker Cazenove has been found guilty on five...
Winterflood to appeal FSA fine
10th March 2010 at 17:16
An investment firm operating in London's financial district has filed an appeal against...
