Our services

Advice on Authorisation

Not sure if you should be authorised by the FSA, or for the Compensation Act?

We will give you impartial advice, free of charge, to help you work out whether you should be authorised by the FSA, or another regulatory body. Call us today.

Risk Assessment

It is vital that regulated businesses understand the risks that they face from breaches of regulation.

We can perform Risk Assessments for you, and make recommendations as to how these risks should be managed.

Provision of Compliance Systems

We are able to provide full compliance ‘systems’ for regulated businesses of all sizes. This might vary from relatively standard, ‘off the shelf’ documentation packs for small and medium businesses to fully bespoke Compliance Monitoring Programmes for corporates.

Outsourcing

Compliancy Services provide a range of outsourcing services designed to minimise the regulatory burden from our clients.

These can range from a full outsourcing service, where we act as your internal compliance department in its entirety, to a restricted service, where we provide support and advice and external review to your internal department - for example a regular auditing service.

Click here to find out more about our outsourcing products

Friendly Audit

Let us look at your Compliance Monitoring Programme on a friendly basis – before the FSA do! This service is designed to give you confidence in your systems.

FSA Training (Classroom)

We can provide off the shelf or tailored compliance training.

Off the shelf is appropriate for generic topics – such as the regulatory environment and ICOBS.  Tailored training is relevant for situations such as training your staff to work with your products, procedures and documents in a compliant manner. 

Additionally we can provide specialist sales training to assist your sales team turn a compliant sales process into an advantage.

FSA Training and Assessment (Online)

We have an outstanding online training and assessment system and a range of standard FSA training and assessments. We also produce customised training 

Click here to find out more about our training services.