FSA Compliance

Compliancy Services have many years experience in serving FSA regulated businesses. We remove the risks of FSA regulation and ensure that you can focus on what you do best: running your business.

We have particular expertise in:

• General Insurance
• Mortgages
• IFAs
• Personal Finance and Loan Broking
• The Motor Industry
• Credit Hire
• Claims Management
• Accident Management

Our Approach

Our typical approach is to help clients understand their ‘regulation risk’ and to implement a Compliance Monitoring Plan to manage eliminate those risks. Very often we fully manage this for clients, removing the ongoing hassle of regulation. We use a partnership type relationship with each and every client. Simultaneously we develop appropriate policies and procedures that take account of both commercial and regulatory requirements, to ensure that compliance becomes a benefit not a cost for your business.

Our services include:

• Risk Analysis and Management
• ‘Friendly Audit’
• Crisis Management and Corrective Action
• Development of Compliance Manuals and Compliance Monitoring Programmes
• Full outsourcing - we act as your internal compliance department
• Provision of regular auditing and reporting services
• FSA authorisation for new start-ups or companies leaving networks
• Comprehensive Training, Competence and Supervision solution and other training services

For smaller businesses we are able to provide an off the shelf solution and simple implementation instructions, keeping the costs of regulation to a minimum.

We also offer cost effective online FSA Training Programmes that meet fully regulated firm’s obligations to the FSA’s exacting training and competence requirements.

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We also have specific expertise in Call Centres, Training and Competence, Complaints Handling, Risk Management, Business Process Development and Corporate Governance.

We don’t only work with large corporates, but also have extensive experience of providing personal support at affordable prices to small Businesses. Click Here to visit our Small Business page.