Investigations

If you are being investigated by the FSA and are concerned about the outcome then now is the time to act. It is vital to show the FSA that you are taking them seriously and are taking any required action to get your business compliant. Only when you have done that can you relax and focus on your business again. If you do not then the FSA may refer you to their enforcement division.

Compliancy Services are experts at helping firms being investigated by the FSA. We can react quickly and positively, working closely with you to address all issues to give you and the FSA confidence in the actions being taken.

We have acted as Skilled Persons to carry out formal "Section 166 Skilled Persons Reports" in the investment, insurance and mortgage sectors and would be pleased to assist you if the FSA have requested you to commence this process.  Our approach is to be professional and sympathetic and to assist you resolve all issues as quickly as possible so you can recommence business as usual.

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