FSA License Resources

These resources are ‘must reads’ for firms planning on applying for an FSA License (also known as “Authorisation”):

 

 

Financial Services License Factsheet

This factsheet provides vital information for anyone applying for an FSA License. It will help you work out the license you need and what is involved in getting it.

 
Please indicate your planned industry sector as we have different factsheets depending on your industry.
 
 
 
 

Investment Company Regulatory Options

This one sheet guide will help you establish the likely classification of your planned new investment company by the FSA, most importantly indicating your required regulatory capital.
 
 
 
 
 
 
 

What can I legally do while waiting for FSA Authorisation?

Available to existing clients only
 
 
 

One Page Marketing Guide for Start-ups

Available to existing clients only

 

Tips & Tricks

Click here to sign up to our tips and tricks e-mails containing advice from the experts on FSA Compliance.

Newsletter

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