Firms need to stay on top of thier risks which given the ever changing landscape, can be an incredibly challenging thing to do

Financial Crime

Andrew Aitken

We help firms just like yours to understand and assess the impact of the new Financial Crime regulations and to manage ongoing regulatory obligations. Having helped challenger and foreign banks, payments services institutions and firms from other sectors, we have developed substantial knowledge, processes and systems which can be used to help you speed up the whole process, saving money and resources and ultimately ensuring regulatory compliance.

Over the course of 2017 banks, building societies, payment services firms, wealth and investment management firms will be required to implement new processes and procedures to ensure they comply with new Financial Crime laws and regulations including Policing and Crime Bill, Criminal Finances Bill, Fourth and Fifth Money Laundering Directives and Wire Transfer Regulation.

To undertake the major reviews of operational and risk management systems and frameworks that will be necessary, you will need in depth knowledge of the new regulations and how these apply to your firm. Our dedicated Financial Crime Practice led by Andrew Aitken is able to support you, find out more about Andrew CLICK HERE

Whether it be Anti-Money Laundering, Fraud or Anti-Bribery and Corruption, we have developed a wide range of services designed to help you put in place a robust Financial Crime Prevention Framework. These services include:

  • Independent Audit
  • Policies and Procedures: Guidance, Documentation and Implementation
  • Classroom Training and Online Training
  • Risk Assessments
  • Politically Exposed Persons and Sanctions Compliance
  • Regulatory updates and Help Desk Advice

 

 

Enquire About Our Financial Crime Consultancy Services

If you'd like to discuss financial crime and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499.

 

New Broad Street House 35 New Broad Street London EC2M 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

Copyright © 2015 Compliancy Services Ltd     Company Registration Number: 04954156

Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes