Legal Risk Audit
Our Legal Risk Audit service has been developed jointly with our partners Lawrence Stephens, a City law firm, highly regarded because of both their client focused approach and the high value they deliver.
The output of this activity is a report detailing specific legal risks within the business and recommended mitigating actions. This naturally sits well alongside other risk activities that regulated firms undertake such as compliance audit, operational risk management and monitoring regulatory capital.
The audit would be client specific and is likely to include a review of documents and processes in the following areas
The output of this activity is a report detailing specific legal risks within the business and recommended mitigating actions. This naturally sits well alongside other risk activities that regulated firms undertake such as compliance audit, operational risk management and monitoring regulatory capital.
The audit would be client specific and is likely to include a review of documents and processes in the following areas
- Corporate data and structure
- Finance
- Commercial agreements
- Business assets
- Real property
- Employees
- Intellectual property rights
- Computer system and data
- Litigation
- Insurance
- Consents/permissions
- Competition
- Environment
- Health and safety
- Pensions
- Tax
To find out more about please contact Ben Mason on 0844 324 5275 or click here to contact us
