Fundamental in helping us to embed a compliance culture within our business.

Tracey Rushin

Vehicle Credit

Manage Your Ongoing Compliance Obligations

Once your business has achieved authorisation to offer regulated financial services, you're committed to fulfil a variety of on-going FCA compliance obligations. These include:

  • Implementing and managing your Compliance Monitoring Programme
  • Following your compliance policies and procedures
  • Ensuring your management and staff receive appropriate compliance training
  • Staying up-to-date with the FCA's regulations that apply to your business
  • Preparing and submitting your regulatory returns to the FCA

Our Services

Compliancy Services provides a range of cost-effective compliance management support options to meeet your FCA obligations

  • Remote and On-Site Compliance Audits
  • Business Support Days
  • Compliance Monitoring
  • File Checks
  • Regulatory Returns including gabriel
  • Complaints Management
  • Financial Promotions Reviews
  • Ad-hoc Support and Advice

Compliance Select

Our award winning Online Compliance Select solution will allow you to effectively manage your compliance within our affordable and easy to use solution.  If you have any queries at any stage of the process, our support team are on hand to assist. Its features include:

  • Compliance Plan - schedule of the activities you need to complete each year
  • Document Library - customisable policies, procedures, forms and letters
  • Compliance Status - at-a-glance summary of your level of compliance
  • Activity Reminders - automated email reminders of when activities are due
  • Activity Guidance - detailed guidance notes on how to complete each activity
  • Regulatory Updates - summaries of FCA rule changes, with email prompts

 

 

Discuss Your Compliance Needs

If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499

 

 

Our Compliance Select service offers an alternative approach to managing compliance for Consumer Credit, Payment Services & E-Money firms.

Compliance Select for Consumer Credit
 

To help you understand more about what's involved in being regulated by the FCA, you may find it useful to review our Q&As and free factsheets.

 

 

 

 

New Broad Street House 35 New Broad Street London EC2M 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

Copyright © 2015 Compliancy Services Ltd     Company Registration Number: 04954156

Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes