Delighted with how smoothly the application went... professional and diligent.

Graham Smith

Strategic Global Consulting

Achieve FCA Authorisation

Using our application process developed by former Senior Case Officers from the FCA's Authorisations Team, Compliancy Services has been successful in achieving authorisation for hundreds of clients of all sizes from a range of sectors.

We work closely with you to understand your business and develop your “application pack”, which includes your Regulatory Business Plan, Compliance Monitoring Programme and documented compliance policies and procedures. We then steer you through the process of submitting your application to the FCA and responding to their inevitable queries, working closely with you until the project is complete.

  • We provide advice on the key issues your firm is likely to face before, during and after the application process
  • Applications are always unique to an individual client and the specifics of their business. The FCA are critical of a "one size fits all" approach
  • Your application is managed by a Senior Consultant, supported by other technical specialists as required
  • Applications we prepare typically achieve authorisation 2-3 months faster than average
  • We have assisted clients from a wide range of sectors including Asset Management, Banking, Capital Markets, Consumer Credit, Insurance, Mortgages, Payment Services, Platforms and Wealth management.
 

 

 

Need Advice or a Quote?

If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499

 

 

For Consumer Credit firms wishing to prepare their own application, we offer the Compliance Select service as an alternative to consultancy.

Compliance Select for Consumer Credit
 

To help you understand more about what's involved in being regulated by the FCA, you may find it useful to review our Q&As and free factsheets.

 

 

New Broad Street House 35 New Broad Street London EC2 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

Copyright © 2015 Compliancy Services Ltd     Company Registration Number: 04954156

Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes