Sector Focus: Asset Management
We have experience of helping many types of investment firms, from one-man-band operations to multi-national companies with billions under management. Our dedicated Asset Management Practice is led by Andrew Tyrtania. Find out more about Andrew CLICK HERE
Asset management firms face a broad range of new challenges to compliance and with almost unprecedented uncertainty. The timely implementation of interlinking European regulations: MiFID II, MIFIR and MAR is now unlikely to happen due to the technical challenges facing firms and regulators alike.
Our approach is that compliance should be an enabler rather than a blocker to business, we always seek to assist clients to find a compliant way to achieve their aims. Compliancy Services helps Asset Management firms with their:
On-going compliance management
Alternative Investment Fund Manager's Directive (AIFMD)
The Alternative Investment Fund Managers Directive (AIFMD) is a regulatory framework for alternative investment fund managers (AIFMs), including managers of hedge funds, private equity firms and investment trusts. READ MORE
Enquire About Our Compliance Consultancy Services
If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499.