Asset managers have been hit by a stream of regulation and there's more to come.

Andrew Tyrtania

Client Projects Director

Sector Focus: Asset Management

Andrew Aitken

We have experience of helping many types of investment firms, from one-man-band operations to multi-national companies with billions under management. Our dedicated Asset Management Practice is led by Andrew Tyrtania. Find out more about Andrew CLICK HERE

Asset management firms face a broad range of new challenges to compliance and with almost unprecedented uncertainty. The timely implementation of interlinking European regulations: MiFID II, MIFIR and MAR is now unlikely to happen due to the technical challenges facing firms and regulators alike.

Our Services

Our approach is that compliance should be an enabler rather than a blocker to business, we always seek to assist clients to find a compliant way to achieve their aims.  Compliancy Services helps Asset Management firms with their:

  • Authorisation applications
  • On-going compliance management
  • Staff training

Alternative Investment Fund Manager's Directive (AIFMD)

The Alternative Investment Fund Managers Directive (AIFMD) is a regulatory framework for alternative investment fund managers (AIFMs), including managers of hedge funds, private equity firms and investment trusts. READ MORE


Enquire About Our Compliance Consultancy Services

If you'd like to discuss your specific situation and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499.

 

 

 

 

New Broad Street House 35 New Broad Street London EC2 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

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