Our MIFID II Health Check process has been designed to help you understand where you need to strengthen and enhance existing compliance regimes

MIFID ll

MiFID II comes into force on 3rd January 2018.  These new regulations demand significant changes in business and operating models, systems, data and processes.  

Having helped many firms including Brokers, Dealers, Arrangers, Investment Managers, Wealth Managers and Payment Institutions develop processes for MIFID and MIFID II, we are well positioned to help you understand and interpret how these changes affect your business and to put in place the processes and procedures that will ensure you comply with the regulations.

Book a free one hour consultation with an expert to find out more about the regulations and learn from our experience helping firms just like yours become compliant with MIFID II.

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Why Compliancy Services?

Experienced –we’ve helped many firms consider the impact of MIFID II and to develop their implementation plans.  Learn from your peers and how they are addressing the complex issue of MIFID II compliance.

Knowledgeable - consultants that have served as FCA regulators, supervised regulation for trading exchanges and worked for firms in sectors affected by MIFID II. 

Practical – advice that is not theoretical, but practical, usable guidance and solutions that work for both the regulator and your business.

 

 

 

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Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

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