In recent years Financial Crime has become an ever more important issue

Andrew Aitken

Financial Crime Consultant

Sector Focus: Financial Crime

Andrew Aitken

Our dedicated Financial Crime Practice is led by Andrew Aitken who is an expert in Financial Crime. Firms need to stay on top of  thier risks which given the ever changing landscape, can be an incredibly challenging thing to do alongside the day to day operation of the business.

It is with that in mind we have developed a wide range of services designed to help you put in place a robust Financial Crime Prevention Framework. These services include:

  • Independent Audit
  • Policies and Procedures: Guidance, Documentation and Implementation
  • Classroom Training and Online Training
  • Risk Assessments
  • Politically Exposed Persons and Sanctions Compliance
  • Regulatory updates and Help Desk Advice

Within the services we provide we are able to assit in all aspects of Financial Crime Prevention, our team has extensive experience within the following areas.

 

 

Anti-Money Laundering and Counter Terrorist Financing

The agendas of Money laundering and terrorist financing are continuously at the top of discussions for politicians and the regulator, this is due to money laundering and terrorist financing threats constantly evolving leading to the expectations of regulators to ever increase.

  • Know Your Customer
  • Ongoing Monitoring
  • Suspicious Activity Reports
  • Record Keeping

Fraud

The regulator expects firms to be proactive in identifying any fraud risk and ensuring the adequacy of mitigating controls. This is due to the increasing level of threats and the potential effects to customers and the markets in which the firm operates in.

  • Internal
  • External

Anti-Bribery and Corruption

We can assist you to take steps to manage your bribery and corruption risks, since the introduction of the UK Bribery Act in 2010 the topic has been put firmly back on the map.

  • Anti-Bribery Policy and Procedures
  • Gifts and Entertainment
  • Whistleblowing

 

Enquire About Our Financial Crime Consultancy Services

If you'd like to discuss financial crime and how we may be able to help, please provide your contact details using the form below and a member of our team will get in touch. Or alternatively call us on 020 7060 4499.

 

 

 

 

New Broad Street House 35 New Broad Street London EC2 1NH

Tel: 020 7060 4499 Email: info@compliancy-services.co.uk

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Registered Office: 69 Hermitage Road, Hitchin, Hertfordshire SG5 1DB

Please note that calls may be recorded for training and monitoring purposes